3.1. Identification of drought-prone regions in India
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The SPEI at different timescales is useful for monitoring the characteristics of drought, all the way from shorter timescales to the decadal timescale. In a particular month and for a specific timescale (n), the SPEI represents the cumulative water balance for the previous n-1 months, including the present one. In general, the SPEI (6) time series resembles the monsoonal rainfall variation for the whole of India, and is suitable for characterizing the temporal evolution of drought during the growing season, i.e., from April to September (Kumar et al., 2013). Figure 1 is a map representing the number of occurrences of drought events over particular geographical regions between 1982 and 2012, based on the criterion SPEI <-1. The probability is highest (40%-45%, ∼14 events) over the region stretching from the northern to the eastern part of India, which includes major provinces such as Haryana, Uttarakhand, Uttar Pradesh, Madhya Pradesh, Chhattisgarh, Bihar and Jharkhand [Indo-Gangetic Plain (IGP) region of India]. Additionally, along the Malabar coastline, i.e., in the westernmost part of Kerala and Karnataka, the probability is around 30%-35% (∼10 events). However, it is worth mentioning in this context that, based on IMD statistics, chronologically, the eastern part is least affected by drought due to the deficiency in monsoonal precipitation. Moreover, this region is fed by several major rivers, such as the Ganges, Indus, Brahmaputra etc., with an abundant supply of water for agricultural growth. However, from the SPEI criteria, the higher probability of drought (Fig. 1) in the IGP region is indicative of the fact that, apart from precipitation, the role of other meteorological factors, particularly surface temperature, is essential when quantifying the characteristics of drought in this region. We focus on investigating the individual roles of precipitation and surface temperature in this study.
If we look at the climatic zone map, India is classified into six major divisions: maritime; humid subtropical; tropical dry; tropical wet; semi-arid; and arid. Geographically, the humid subtropical climatic zone stretches from Punjab in the north to West Bengal in the east, and the probability of drought is maximal in this region (Fig. 1). Furthermore, this region is part of the IGP, an area encompassing a wider region of Pakistan, northern to eastern India, Nepal and Bangladesh. The average population in the IGP region is 800 million and it accounts for about 38.4% of the Indian population, with an annual growth rate of 2%. Moreover, not only for India, the IGP region is considered to be the "food bowl" for much of South Asia. Based on climatic, hydrologic and physiographic variations, the IGP region can be subdivided into (i) the Trans-Indus Plain in Pakistan, (ii) the Trans-Indus Plain in India, (iii) the Upper Gangetic Plain, (iv) the Middle Gangetic Plain, and (v) the Lower Gangetic Plain. However, from the socioeconomic and biophysical point of view, the Indian IGP region is broadly divided into the western (Haryana, Uttarakhand, Uttar Pradesh and Madhya Pradesh) and eastern IGP (Chhattisgarh, Bihar and Jharkhand) (Taneja et al., 2014) regions. Based on a report by (Eriyagama et al., 2009), the maximum and minimum temperature in the IGP region is projected to increase by 2°C-4°C and 4°C, respectively, by the 2050s. On the other hand, monsoon rainfall is anticipated to change marginally in the IGP region (Eriyagama et al., 2009). These projections further indicate the necessity of an index that includes the changes in surface temperature along with precipitation in its calculation (the SPEI), while characterizing the impact of drought in the Indian subcontinent (particularly in the IGP region).
The agricultural land in the IGP region comprises almost 12 Mha of landmasses and is extremely fertile due to the abundant supply of water from the major rivers flowing over this region. Due to the greater implementation of green revolution technologies, since the 1980s, the western IGP region has experienced huge growth in the productivity of rice and wheat (Taneja et al., 2014). In contrast, agriculture in the eastern IGP region is mostly rainfed (Indian monsoonal rain), and is therefore more vulnerable to climatic extremes. Moreover, in the next three decades, the population in the IGP region is projected to increase by several 100 million. This will exert intense pressure on the food grain production of this region (Aggarwal et al., 2004).
From the drought frequency map (Fig. 1), it is clear that the upper and middle Gangetic Plain (UMGP) is highly prone to extreme drought events. Geographically, it encompasses the area within (20°-33°N, 77°-86°E) and includes seven major provinces: Haryana; Uttarakhand; Uttar Pradesh; Madhya Pradesh (western IGP); Chhattisgarh; Bihar; and Jharkhand (eastern IGP). As mentioned before, the UMGP region is of great importance to the economy and agriculture of India. Due to the abundant supply of water and tropical humid climate, the adjoining areas are very fertile and are suitable for the production of rice, wheat and other food products. Moreover, agriculture is one of the principal occupations in this region.
3.2. Trend analysis of the SPEI
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Next, we perform a decadal trend analysis of SPEI (6) between 1982 and 2012, to evaluate the significance of the monotonic trends in the hydrometeorological time series data. The trend analysis is performed at each grid-point over the Indian sub-continent, which can be estimated by a linear least-squares fit method, as discussed in section 2.2. Only the trends that are equal to or greater than the 95% confidence level are shown (Fig. 2), as tested using the two-tailed Student's t-test. The decadal trend in Fig. 2 exhibits high negative values in the UMGP region, eastern part of Kashmir valley, and the wider region in the northeastern part of India, whereas the trend is strongly positive along the Malabar and Konkan coastline (southwestern-most part of India). The negative trend in the UMGP region is indicative of the fact that, in recent decades, the SPEI value has decreased due to the inadequacy of soil moisture required for agriculture. The soil moisture in the UMGP region is only 6.02% in the month of April, increasing to 14.92% in June, and remaining between 13.43% and 14.92% during June-September (Srivastava et al., 2012). The soil moisture anomalies show a high level of response to the precipitation and surface temperature conditions, and hence to the SPEI (Scaini et al., 2015), which is expected to be negative during drought years. Furthermore, the region becomes increasingly drought-prone and is affected by the changes in meteorological parameters such as precipitation, temperature etc. We will investigate the relative impact of individual parameters in the latter half of the paper. Overall, the negative trend in the UMGP region is an alarming threat from the food security point of view of the country, in a scenario where the population is expected to increase gradually. If this trend extrapolates into the future, India may face severe food shortages, which will inevitably affect the economy of the country. In the next subsection, we quantify the impact of natural disaster on cereal production in the UMGP region.
3.3. Impact of natural disaster on cereal production in the UMGP region
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First, we discuss the relative importance of the UMGP region in Indian agriculture. Based on Government of India state-wise annual cereal production data, the relative contribution of the UMGP region (the seven provinces mentioned above) is approximately 18%-20% of the total share in annual cereal production of the country, and is therefore key in ensuring the food security of India. Looking at the trend, in the last decade, the contribution from this region has decreased by around at least 3% from its maximum value —— perhaps due to poor cropping yields during natural disasters like recurrent floods and extreme drought events. Subsequently, additional pressure is exerted on importing goods. Nevertheless, in view of the rapid population growth, it is essential to increase food production in the UMGP region, particularly in the western IGP region. In the past, increasing the level of food production in the western IGP region, boosted by green revolution technologies and providing food security and stability, was achieved at the cost of soil degradation and depletion of groundwater levels. More than 30% of the agricultural production in the region comes from groundwater mining, which has led to desertification and soil salinity. In contrast, the land and groundwater resources in the eastern IGP region have been relatively less-exploited (Taneja et al., 2014), and still have the potential to increase productivity at a wider scale. However, in terms of impacts, any perturbation in agricultural production will considerably affect the food systems of the region and increase the vulnerability of the resource-poor population. The situation becomes more complicated with increasing competition for land resources by non-agricultural sectors and the deterioration of agro-environments and water resources. Global environmental change, especially changes in climate mean values and variability, will further complicate the agricultural situation and therefore have serious implications for food systems of the region (Aggarwal et al., 2004).
Next, we determine the linear trend in total cereal production between 1982 and 2012 in the UMGP region, to quantify the changes in production affected by natural disasters (drought, floods etc.). In general, the productivity of the rice-wheat cultivation system yields 10 tons ha-1 and 6.2 tons ha-1 in the western and eastern IGP region, respectively (Singh et al., 2009). However, in recent years, due to the decrease in solar radiation and increase in surface temperature, the yield of rice and wheat has decreased by 27% and 32%, respectively, in the IGP region (Pathak et al., 2003). In Fig. 3, the black dots indicate the temporal changes in total cereal production in the UMGP region. However, this trend replicates the agricultural losses due to extreme weather events (droughts, floods etc.) and the increase in productivity due to technological development (green revolution) as well, which translates to a higher cropping yield. In the latter part of the 1980s, agricultural productivity in the IGP, particularly the western IGP region, was boosted by green revolution technologies and the wider implementation of private tube-wells for irrigation (Kumar and Mittal, 2006). A dual cropping system with high-yield varieties of rice and wheat further facilitated the net cropping yield in the IGP. Therefore, in order to quantify the actual changes in cereal production due to natural disasters (drought, flood etc.), the long-term trend in crop production due to technological growth needs to be removed before analysis. This is done by fitting a linear trend equation [Eq. (11)] using the least-squares method and removing the trend equation from the overall data (Kumar et al., 2013). Mathematical expressions are elaborated in the caption of Fig. 3. However, it is worth mentioning in this context that the trend is not only caused by technological improvement, but also by many other factors, e.g., climatic factors, and more droughts after 2000 make the trend more flat. Moreover, technological growth does not need to be a linear trend at all.
The actual changes in cereal production (CCP) trend (blue line) in the UMGP region (Fig. 3) exhibit dips during 1982, 1987, 2000, 2002 and 2009, which are the extreme drought years in the past three decades. However, the CCP might not be affected by climate only. The agricultural crop production and GDP of the country are strongly coupled with the performance of monsoonal rainfall (Gadgil and Gadgil, 2006). A large deficiency in the seasonal rainfall affects the agricultural production and also the economy of the country. For example, during the 2002 severe drought, the GDP of India declined by 1% (approximately 5.22 billion dollars) (Gadgil et al., 2003). And due to the occurrence of three consecutive droughts between 2000 and 2002, agricultural crop production decreased drastically. In 2002, the total crop yield during the Kharif season was less than 50 million tons —— the lowest in the last five decades. The drying of soil moisture conditions during July 2002 might have added to the severity of the drought conditions, which affected the agricultural productivity of the country.
Apart from individual drought events, a gradual decrease in total cereal production (∼10 Metric Tonnes) from 2000 onwards is noticeable. This replicates the decrease in the SPEI, i.e., the decrease in soil moisture for agricultural production in the UMGP region (Fig. 2). In the following subsections, we further confirm the linkage between the SPEI, i.e., meteorological droughts, and the decrease in cereal production, i.e., agricultural droughts. Therefore, despite the technological growth, changes in background meteorological conditions strongly affect the cereal production in this region.
3.4. Changes in drought affected areas in the UMGP region
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We have seen that, in the UMGP region, natural disasters (droughts, floods, heat waves etc.) are primarily responsible for the decrease in total cereal production from 2000 onwards (figure not shown). Based on (New et al., 2012), the trends in climatic extremes are largely negative in the IGP region, with an apparent decrease and increase in the maximum length of dry spells and consecutive wet days, respectively. On the other hand, the trends in temperature extremes, i.e., cold and warm spells, exhibit no significant trends in the IGP region. In contrast, using high-resolution imaging satellites, an empirical relationship between the average surface temperature rise and reduced wheat production (crop yield) in most of the western IGP region has been reported. However, in the present paper, we focus mainly on the impact of drought on cereal production in the UMGP region. Therefore, to establish the linkage we estimate the changes in the percentage of drought-affected areas using the criterion SPEI (6) <-1 at each grid-point in the UMGP region (20°-33°N, 77°-86°E), from 1982 to 2012. Mathematically, we calculate the percentage of drought-affected areas as follows: $$ DAA(\%)=(SA/TA) \times 100, (12)$$ where, DAA, SA and TA are the drought affected areas, areas with SPEI<-1 and total UMGP areas, respectively.
According to (Kumar et al., 2013), if the drought-affected areas are less than 20%, the impact on agricultural production is minimal; whereas, if it is more than 20%, agricultural production decreases sharply, but linearly (Kumar et al., 2013). To illustrate the temporal variation, Fig. 4 shows the percentage changes in drought-affected areas (number of grid-points) satisfying the criterion SPEI<-1 in the UMGP region [Eq. (12)]. Increases in drought-affected areas from 25%-30% to 50%-60% are noticeable from 2000 onwards, and the feature is quite consistent with the decrease in total cereal production in Fig. 3.
To further ascertain the linkage, we calculate the correlation coefficients between CCP and drought-affected areas, i.e., between agricultural drought and meteorological drought, in the UMGP region (Fig. 5). The strong negative correlation (-0.69; >95% confidence level; Fig. 5a) between the two is indicative of the fact that, with the increase in drought-affected areas, cereal production decreases significantly in the UMGP region. However, to further ascertain the relationship between drought-affected area and agricultural production on the interannual time scale, before and after 2000, we perform the correlation analysis again for these two periods. The results exhibit lower (-0.53) and higher (-0.77) negative correlation during the pre-2000 (Fig. 5b) and post-2000 (Fig. 5c) period, respectively. Therefore, we can conclude that at least 50% (square of correlation coefficient) of agricultural losses (cereal production) are due to the increasing probability of drought in the UMGP region, and the variance increases from ∼28% in the pre-2000 period to ∼60% in the post-2000 period. However, it is worth mentioning in this context that increases in the carbon dioxide (CO2) concentration, solar radiation etc. can also affect the trend. It may also be partly associated with multi-decadal natural climate variation. Additionally, the occurrence of recurrent flood events, heat waves etc. also adds to the misery of agricultural losses, but these are beyond the scope of our present study.
To minimize agricultural losses, the use of irrigation practices has increased significantly in the UMGP region, by around at least 13% in the last decade (Fig. 6). The western IGP region is characterized by strong investment in infrastructure, intensive agriculture, groundwater for irrigation and surplus food production for regional food security. The implementation of private-sector tube-well irrigation schemes has revolutionized the practice of irrigation in the IGP region (Taneja et al., 2014), particularly in the dry Rabi season (November-April).
3.5. Why has the probability of drought increased in the UMGP region?
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As shown in Eq. (5), the SPEI is the climatic water balance and can be calculated from the relative differences between monthly mean precipitation (P) and potential evapotranspiration (PET). On the other hand, PET is a function of monthly mean surface temperature (T). Therefore, the SPEI primarily depends on the variability of P and T over a specified geographical location or grid-point. In a simplified way, the SPEI can be written as \begin{equation} {\rm SPEI}=P-CT . (13)\end{equation} Where, P, T and C are the precipitation (factor 1), temperature (factor 2) and constant, respectively.
We have shown (Fig. 2) that the decadal trend in the SPEI exhibits strong negative values in the UMGP region. Analytically, for the SPEI to decrease, either factor 1 (precipitation) needs to decrease, or factor 2 (surface temperature) needs to increase. To ascertain the impact of the individual factors on SPEI during the growing season (April-September), we investigate the temporal changes in precipitation and surface temperature anomalies from the GPCP and CRU data, respectively. Both for precipitation and temperature, the temporal changes in the UMGP region (20°-33°N, 77°-86°E) from 1982 to 2012 are shown in Fig. 7. If we look carefully, the precipitation anomalies during the monsoon months exhibit a slow increasing trend in the UMGP region, with the average value rising from -0.02 mm d-1 in 1982 to 0.01 mm d-1 in 2012. On the other hand, the surface temperature anomalies too have exhibited a faster growing trend, from -0.02 K in 1982 to 1 K in 2012. However, the changes in temperature anomalies are drastic from 1997 onwards (by around at least 1 K), and the increase is maintained thereafter. In a separate study, (Kumar et al., 2013) showed that the annual precipitation averaged over the country has been more or less stable, without much variation, in recent decades. This feature is quite consistent with our analysis in the UMGP region. Therefore, factor 1 may not play any role in the decrease in the SPEI over this region. Meanwhile, the increase in factor 2, i.e., surface temperature, has been the key factor controlling the negative trend in the SPEI. Higher temperatures may have caused more evaporation and drying, which therefore increased the area affected by drought. This further justifies why the effect of surface temperature needs to be considered when explaining the drought characteristics over the Indian subcontinent, particularly in recent decades. From our analysis, it is clear that the impact of surface temperature overrides the impact of precipitation, and this is why conventional drought monitoring indices such as the SPI and PDSI have failed to explain the impact of surface warming and evapotranspiration on drought characteristics over India. The sudden jump in surface temperature anomalies around 1997 is quite consistent with the decrease in cereal production (Fig. 3) and increase in the percentage of drought-affected areas (Fig. 4) around 2000 onwards.
To further ascertain the linkage between SPEI (6) and the surface temperature rise, we de-trend them and perform a correlation analysis between the two variables. The significant (>95%) correlation pattern is shown in Fig. 8. Like the decadal trend pattern in Fig. 2, the correlation is strongly negative in the UMGP region, eastern part of the Kashmir valley, and the wider region in Northeast India. On the other hand, the coefficients are positive along the Malabar and Konkan coastline. Meanwhile, the correlation analysis between SPEI (6) and precipitation barely exhibits any significant pattern in the UMGP region (not shown). This is indicative of the fact that the surface temperature anomaly strongly modulates the lowering of the SPEI and hence the occurrence of drought, particularly in the UMGP region.
With a probable rise in temperature in the coming years due to climate change, the IGP may witness a drastic fall in the production of wheat, maize, soybean and sorghum by 2020. According to IPCC 2014 report the cropping yield of wheat and soybean may drop by 10%, and those of sorghum and maize may fall by 2%-14% and 3%-5%, respectively. In a separate study by (Zacharias et al., 2014), based on a regional climate model, an increase in temperature in the IGP region was projected. Moreover, it was projected that episodes of extreme high temperature and rainfall intensity days will become more frequent and monsoonal rainfall will increase. This could impact upon and become a threat to those crops that require relatively lower temperatures for growth. All these projected changes are likely to reduce wheat and rice yields in the IGP region. However, these projections nevertheless provide a direction of likely change in crop productivity in future climate change scenarios (Zacharias et al., 2014).
In this context, it is worth questioning why and how in the last decade the SPEI value has been affected in the UMGP region by drought due to surface warming. To answer this, other meteorological factors such as relative humidity, evaporation, wind speed etc., and their linkage with ENSO and SST variations in the tropics, need to be analyzed carefully, which we intend to do in future work. Recent studies have shown that droughts in North America are associated with the La Niña-like SST anomalies in the tropical Pacific, while El Niño warming in the Pacific causes drought over India and East China (Dai, 2011). Moreover, in the present paper, we focus mainly on the changes in UMGP region, but the increase in the probability of drought in the eastern part of the Kashmir valley and the wider region of the northern and eastern part of India is also significant, which needs to be analyzed separately.