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Weak ENSO Asymmetry Due to Weak Nonlinear Air-Sea Interaction in CMIP5 Climate Models


doi: 10.1007/s00376-015-5018-6

  • State-of-the-art climate models have long-standing intrinsic biases that limit their simulation and projection capabilities. Significantly weak ENSO asymmetry and weakly nonlinear air-sea interaction over the tropical Pacific was found in CMIP5 (Coupled Model Intercomparison Project, Phase 5) climate models compared with observation. The results suggest that a weak nonlinear air-sea interaction may play a role in the weak ENSO asymmetry. Moreover, a weak nonlinearity in air-sea interaction in the models may be associated with the biases in the mean climate——the cold biases in the equatorial central Pacific. The excessive cold tongue bias pushes the deep convection far west to the western Pacific warm pool region and suppresses its development in the central equatorial Pacific. The deep convection has difficulties in further moving to the eastern equatorial Pacific, especially during extreme El Niño events, which confines the westerly wind anomaly to the western Pacific. This weakens the eastern Pacific El Niño events, especially the extreme El Niño events, and thus leads to the weakened ENSO asymmetry in climate models. An accurate mean state structure (especially a realistic cold tongue and deep convection) is critical to reproducing ENSO events in climate models. Our evaluation also revealed that ENSO statistics in CMIP5 climate models are slightly improved compared with those of CMIP3. The weak ENSO asymmetry in CMIP5 is closer to the observation. It is more evident in CMIP5 that strong ENSO activities are usually accompanied by strong ENSO asymmetry, and the diversity of ENSO amplitude is reduced.
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  • An S.-I., Y.-G. Ham, J.-S. Kug, F.-F. Jin, and I.-S. Kang, 2005: El Niño-La Niña asymmetry in the Coupled Model Intercomparison Project simulations. J.Climate, 18, 2617- 2627.
    Adler, R. F., Coauthors, 2003: The version-2 Global Precipitation Climatology Project (GPCP) monthly precipitation analysis (1979-present). Journal of Hydrometeorology, 4( 6), 1147- 1167.10.1175/1525-7541(2003)004<1147:TVGPCP>2.0.CO;2e8c3bc43-a3c3-4a4f-a879-0056190f82f453064fd724346e9bd7d78eab17550121http%3A%2F%2Fwww.researchgate.net%2Fpublication%2F23837598_The_Version_2_Global_Precipitation_Climatology_Project_%28GPCP%29_Monthly_Precipitation_Analysis_%281979-Present%29refpaperuri:(6d3afea98ce646aaa127cb18ee109d24)http://www.researchgate.net/publication/23837598_The_Version_2_Global_Precipitation_Climatology_Project_(GPCP)_Monthly_Precipitation_Analysis_(1979-Present)The Global Precipitation Climatology Project (GPCP) Version-2 Monthly Precipitation Analysis is described. This globally complete, monthly analysis of surface precipitation at 2.517 latitude 17 2.517 longitude resolution is available from January 1979 to the present. It is a merged analysis that incorporates precipitation estimates from low-orbit satellite microwave data, geosynchronous-orbit satellite infrared data, and surface rain gauge observations. The merging approach utilizes the higher accuracy of the low-orbit microwave observations to calibrate, or adjust, the more frequent geosynchronous infrared observations. The dataset is extended back into the premicrowave era (before mid-1987) by using infrared-only observations calibrated to the microwave-based analysis of the later years. The combined satellite-based product is adjusted by the rain gauge analysis. The dataset archive also contains the individual input fields, a combined satellite estimate, and error estimates for each field. This monthly analysis is the foundation for the GPCP suite of products, including those at finer temporal resolution. The 23-yr GPCP climatology is characterized, along with time and space variations of precipitation.
    An S.-I., 2009: A review of interdecadal changes in the nonlinearity of the El Niño-Southern Oscillation. Theor. Appl. Climatol., 97, 29- 40.
    An S.-I., F. F. Jin, 2004: Nonlinearity and asymmetry of ENSO. J.Climate, 17, 2399- 2412.10.1175/1520-0442(2004)017<2399:NAAOE>2.0.CO;2a37421263fc8dbde1ba16a6b544f8dc7http%3A%2F%2Fwww.researchgate.net%2Fpublication%2F247769250_Nonlinearity_and_asymmetry_of_ENSOhttp://www.researchgate.net/publication/247769250_Nonlinearity_and_asymmetry_of_ENSOABSTRACT El Ni&ntilde;o events (warm) are often stronger than La Ni&ntilde;a events (cold). This asymmetry is an intrinsic nonlinear characteristic of the El Ni&ntilde;o-Southern Oscillation (ENSO) phenomenon. In order to measure the nonlinearity of ENSO, the maximum potential intensity (MPI) index and the nonlinear dynamic heating (NDH) of ENSO are proposed as qualitative and quantitative measures. The 1997/98 El Ni&ntilde;o that was recorded as the strongest event in the past century and another strong El Nino event in 1982/83 nearly reached the MPI. During these superwarming events, the normal climatological conditions of the ocean and atmosphere were collapsed completely. The huge bursts of ENSO activity manifested in these events are attributable to the nonlinear dynamic processes. Through a heat budget analysis of the ocean mixed layer it is found that throughout much of the ENSO episodes of 1982/83 and 1997/98, the DH strengthened these warm events and weakened subsequent La Nina events. This led to the warm-cold asymmetry. It is also found that the eastward-propagating feature in these two El Ni&ntilde;o events provided a favorable phase relationship between temperature and current that resulted in the strong nonlinear dynamical warming. For the westward-propagating El Nino events prior to the late 1970s (e.g., 1957/58 and 1972/73 ENSOs) the phase relationships between zonal temperature gradient and current and between the surface and subsurface temperature anomalies are unfavorable for nonlinear dynamic heating, and thereby the ENSO events are not strong.
    An S.-I., Y.-G. Ham, J.-S. Kug, F. F. Jin, and I.-S. Kang, 2009: El Niño-La Niña asymmetry in the coupled model intercomparison project simulations. J.Climate, 18, 2617- 2627.
    Bjerknes J., 1969: Atmospheric teleconnections from the equatorial Pacific. Mon. Wea. Rev., 97, 163- 172.10.1175/1520-0493(1969)0972.3.CO;296e8f63f-f22c-4793-816c-0525274d0af3d99667c470b8e221952789ed1bd6b4a7http%3A%2F%2Fwww.researchgate.net%2Fpublication%2F243781719_Atmospheric_Teleconnections_from_the_Equatorial_PACIFIC1refpaperuri:(20704598911cca9eea64a71df5188422)http://www.researchgate.net/publication/243781719_Atmospheric_Teleconnections_from_the_Equatorial_PACIFIC1Abstract The “high index” response of the northeast Pacific westerlies to big positive anomalies of equatorial sea temperature, observed in the winter of 1957–58, has been found to repeat during the major equatorial sea temperature maxima in the winters of 1963–64 and 1965–66. The 1963 positive temperature anomaly started early enough to exert the analogous effect on the atmosphere of the south Indian Ocean during its winter season. The maxima of the sea temperature in the eastern and central equatorial Pacific occur as a result of anomalous weakening of the trade winds of the Southern Hemisphere with inherent weakening of the equatorial upwelling. These anomalies are shown to be closely tied to the “Southern Oscillation” of Sir Gilbert Walker.
    Burgers G., D. B. Stephenson, 1999: The "Normality" of El Niño. Geophys. Res. Lett., 26, 1027- 1030.
    Cai, W. J., Coauthors, 2014: Increasing frequency of extreme El Niño events due to greenhouse warming. Nature Clim.Change, 4, 111- 116.10.1038/nclimate2100769e1757-d3c5-44f4-8bf6-04b26f4295c4b86801d74f32d7deb277c1f76e82b0a7http%3A%2F%2Fwww.nature.com%2Fnclimate%2Fjournal%2Fv4%2Fn2%2Fnclimate2100%2Fmetricsrefpaperuri:(cefa9fea45a10bb29bb45723d32e2d38)http://www.nature.com/nclimate/journal/v4/n2/nclimate2100/metricsEl Niño events are a prominent feature of climate variability with global climatic impacts. The 1997/98 episode, often referred to as `the climate event of the twentieth century', and the 1982/83 extreme El Niño, featured a pronounced eastward extension of the west Pacific warm pool and development of atmospheric convection, and hence a huge rainfall increase, in the usually cold and dry equatorial eastern Pacific. Such a massive reorganization of atmospheric convection, which we define as an extreme El Niño, severely disrupted global weather patterns, affecting ecosystems, agriculture, tropical cyclones, drought, bushfires, floods and other extreme weather events worldwide. Potential future changes in such extreme El Niño occurrences could have profound socio-economic consequences. Here we present climate modelling evidence for a doubling in the occurrences in the future in response to greenhouse warming. We estimate the change by aggregating results from climate models in the Coupled Model Intercomparison Project phases 3 (CMIP3; ref. ) and 5 (CMIP5; ref. ) multi-model databases, and a perturbed physics ensemble. The increased frequency arises from a projected surface warming over the eastern equatorial Pacific that occurs faster than in the surrounding ocean waters, facilitating more occurrences of atmospheric convection in the eastern equatorial region.
    Cane M. A., 1983: Oceanographic events during El Niño. Science, 222, 1189- 1195.
    Carton J. A., B. S. Giese, 2008: A reanalysis of ocean climate using Simple Ocean Data Assimilation (SODA). Mon. Wea. Rev.,136, 2999-3017, doi: 10.1175/2007MWR1978.1.10.1175/2007MWR1978.1454a78caf21a0c20ffebed73838f4b6ahttp%3A%2F%2Fwww.researchgate.net%2Fpublication%2F252645984_A_Reanalysis_of_Ocean_Climate_Using_Simple_Ocean_Data_Assimilation_%28SODA%29http://www.researchgate.net/publication/252645984_A_Reanalysis_of_Ocean_Climate_Using_Simple_Ocean_Data_Assimilation_(SODA)Abstract This paper describes the Simple Ocean Data Assimilation (SODA) reanalysis of ocean climate variability. In the assimilation, a model forecast produced by an ocean general circulation model with an average resolution of 0.25° × 0.4° × 40 levels is continuously corrected by contemporaneous observations with corrections estimated every 10 days. The basic reanalysis, SODA 1.4.2, spans the 44-yr period from 1958 to 2001, which complements the span of the 40-yr European Centre for Medium-Range Weather Forecasts (ECMWF) atmospheric reanalysis (ERA-40). The observation set for this experiment includes the historical archive of hydrographic profiles supplemented by ship intake measurements, moored hydrographic observations, and remotely sensed SST. A parallel run, SODA 1.4.0, is forced with identical surface boundary conditions, but without data assimilation. The new reanalysis represents a significant improvement over a previously published version of the SODA algorithm. In particular, eddy kinetic energy and sea level variability are much larger than in previous versions and are more similar to estimates from independent observations. One issue addressed in this paper is the relative importance of the model forecast versus the observations for the analysis. The results show that at near-annual frequencies the forecast model has a strong influence, whereas at decadal frequencies the observations become increasingly dominant in the analysis. As a consequence, interannual variability in SODA 1.4.2 closely resembles interannual variability in SODA 1.4.0. However, decadal anomalies of the 0–700-m heat content from SODA 1.4.2 more closely resemble heat content anomalies based on observations.
    Graham N. E., T. P. Barnett, 1987: Sea surface temperature, surface wind divergence, and convection over tropical oceans. Science, 238, 657- 659.10.1126/science.238.4827.6571781654341e26ab56c79ce0b03a7e4fae6aa53e1http%3A%2F%2Fmed.wanfangdata.com.cn%2FPaper%2FDetail%2FPeriodicalPaper_PM17816543http://med.wanfangdata.com.cn/Paper/Detail/PeriodicalPaper_PM17816543Large-scale convection over the warm tropical oceans provides an important portion of the driving energy for the general circulation of the atmosphere. Analysis of regional associations between ocean temperature, surface wind divergence, and convection produced two important results. First, over broad regions of the Indian and Pacific oceans, sea surface temperatures (SSTs) in excess of 27.5 degrees C are required for large-scale deep convection to occur. However, SSTs above that temperature are not a sufficient condition for convection and further increases in SST appear to have little effect on the intensity of convection. Second, when SSTs are above 27.5 degrees C, surface wind divergence is closely associated with the presence or absence of deep convection. Although this result could have been expected, it was also found that areas of persistent divergent surface flow coincide with regions where convection appears to be consistently suppressed even when SSTs are above 27.5 degrees C. Thus changes in atmospheric stability caused by remotely forced changes in subsidence aloft may play a major role in regulating convection over warm tropical oceans.
    Guilyardi E., 2006: El Niño-mean state-seasonal cycle interactions in a multi-model ensemble. Climate Dyn., 26, 329- 348.10.1007/s00382-005-0084-68cfa8cce-3e1e-4ada-8abb-edd855773cbe06cb04425f8095f8b8462bc8dd782f4bhttp%3A%2F%2Fonlinelibrary.wiley.com%2Fresolve%2Freference%2FXREF%3Fid%3D10.1007%2Fs00382-005-0084-6refpaperuri:(4a81bcdb631b7c7b2b35c19af1602e34)http://onlinelibrary.wiley.com/resolve/reference/XREF?id=10.1007/s00382-005-0084-6The modelled El Ni09o–mean state–seasonal cycle interactions in 23 coupled ocean–atmosphere GCMs, including the recent IPCC AR4 models, are assessed and compared to observations and theory. The models show a clear improvement over previous generations in simulating the tropical Pacific climatology. Systematic biases still include too strong mean and seasonal cycle of trade winds. El Ni09o amplitude is shown to be an inverse function of the mean trade winds in agreement with the observed shift of 1976 and with theoretical studies. El Ni09o amplitude is further shown to be an inverse function of the relative strength of the seasonal cycle. When most of the energy is within the seasonal cycle, little is left for inter-annual signals and vice versa. An interannual coupling strength (ICS) is defined and its relation with the modelled El Ni09o frequency is compared to that predicted by theoretical models. An assessment of the modelled El Ni09o in term of SST mode (S-mode) or thermocline mode (T-mode) shows that most models are locked into a S-mode and that only a few models exhibit a hybrid mode, like in observations. It is concluded that several basic El Ni09o–mean state–seasonal cycle relationships proposed by either theory or analysis of observations seem to be reproduced by CGCMs. This is especially true for the amplitude of El Ni09o and is less clear for its frequency. Most of these relationships, first established for the pre-industrial control simulations, hold for the double and quadruple CO 2 stabilized scenarios. The models that exhibit the largest El Ni09o amplitude change in these greenhouse gas (GHG) increase scenarios are those that exhibit a mode change towards a T-mode (either from S-mode to hybrid or hybrid to T-mode). This follows the observed 1976 climate shift in the tropical Pacific, and supports the—still debated—finding of studies that associated this shift to increased GHGs. In many respects, these models are also among those that best simulate the tropical Pacific climatology (ECHAM5/MPI-OM, GFDL-CM2.0, GFDL-CM2.1, MRI-CGM2.3.2, UKMO-HadCM3). Results from this large subset of models suggest the likelihood of increased El Ni09o amplitude in a warmer climate, though there is considerable spread of El Ni09o behaviour among the models and the changes in the subsurface thermocline properties that may be important for El Ni09o change could not be assessed. There are no clear indications of an El Ni09o frequency change with increased GHG.
    Ham Y. G., J. S. Kug, 2012: How well do current climate models simulate two types of El Niño? Climate Dyn., 39, 383- 398.
    Ham Y. G., J. S. Kug, 2014: Improvement of ENSO simulation based on intermodel diversity? J. Climate., 28, 998- 1015.10.1175/JCLI-D-14-00376.19597fe22-f238-4291-9b80-8c3bbc188aec4d905a10d7e0fdcca181bc7975ac0ce4http%3A%2F%2Fwww.researchgate.net%2Fpublication%2F272403202_Improvement_of_ENSO_Simulation_Based_on_Intermodel_Diversityrefpaperuri:(bb9b62e1fef225d77f231ab2eee72972)http://www.researchgate.net/publication/272403202_Improvement_of_ENSO_Simulation_Based_on_Intermodel_DiversityAbstract In this study, a new methodology is developed to improve the climate simulation of state-of-the-art coupled global climate models (GCMs), by a postprocessing based on the intermodel diversity. Based on the close connection between the interannual variability and climatological states, the distinctive relation between the intermodel diversity of the interannual variability and that of the basic state is found. Based on this relation, the simulated interannual variabilities can be improved, by correcting their climatological bias. To test this methodology, the dominant intermodel difference in precipitation responses during El Ni09o–Southern Oscillation (ENSO) is investigated, and its relationship with climatological state. It is found that the dominant intermodel diversity of the ENSO precipitation in phase 5 of the Coupled Model Intercomparison Project (CMIP5) is associated with the zonal shift of the positive precipitation center during El Ni09o. This dominant intermodel difference is significantly correlated with the basic states. The models with wetter (dryer) climatology than the climatology of the multimodel ensemble (MME) over the central Pacific tend to shift positive ENSO precipitation anomalies to the east (west). Based on the model’s systematic errors in atmospheric ENSO response and bias, the models with better climatological state tend to simulate more realistic atmospheric ENSO responses. Therefore, the statistical method to correct the ENSO response mostly improves the ENSO response. After the statistical correction, simulating quality of the MME ENSO precipitation is distinctively improved. These results provide a possibility that the present methodology can be also applied to improving climate projection and seasonal climate prediction.
    Harrison D. E., G. A. Vecchi, 1999: On the termination of El Niño. Geophys. Res. Lett., 26, 1593- 1596.
    Jin F. F., D. Neelin, and M. Ghil, 1994: El Niño on the devil's staircase: Annual subharmonic steps to chaos. Science, 264, 70- 72.10.1126/science.264.5155.7017778135e5b8ea85-fea8-4ca7-885c-11b975eb314f98e80aa2e7f58834110fd253a7264d36http%3A%2F%2Fmed.wanfangdata.com.cn%2FPaper%2FDetail%2FPeriodicalPaper_PM17778135refpaperuri:(49aff9c3bdf7d6d23d26fbb73d1eb8d1)http://med.wanfangdata.com.cn/Paper/Detail/PeriodicalPaper_PM17778135The source of irregularity in El Ni09o, the large interannual climate variation of the Pacific ocean-atmosphere system, has remained elusive. Results from an El Ni09o model exhibit transition to chaos through a series of frequency-locked steps created by nonlinear resonance with the Earth's annual cycle. The overlapping of these resonances leads to the chaotic behavior. This transition scenario explains a number of climate model results and produces spectral characteristics consistent with currently available data.
    Jin F. F., S.-I. An, A. Timmermann, and J. X. Zhao, 2003: Strong El Niño events and nonlinear dynamical heating. Geophys. Res. Lett., 30,1120, doi: 10.1029/2002GL016356.10.1029/2002GL0163562a3fe30b-9f5d-402e-bd58-dd751d022f88283ae845ab50464b618f67270e65fcd5http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2002GL016356%2Fcitedbyrefpaperuri:(815eea14e0c448cbdbd39c7519a24bf0)http://onlinelibrary.wiley.com/doi/10.1029/2002GL016356/citedby[1] We present evidence showing that the nonlinear dynamic heating (NDH) in the tropical Pacific ocean heat budget is essential in the generation of intense El Ni09o events as well as the observed asymmetry between El Ni09o (warm) and La Ni09a (cold) events. The increase in NDH associated with the enhanced El Ni09o activity had an influence on the recent tropical Pacific warming trend and it might provide a positive feedback mechanism for climate change in the tropical Pacific.
    Kim S. T., J. Y. Yu, 2012: The two types of ENSO in CMIP5 models. Geophys. Res. Lett., 39,L11704, doi: 10.1029/2012 GL052006.10.1029/2012GL052006b4418360ec3a2a6a6025d2d82813920bhttp%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2012GL052006%2Ffullhttp://onlinelibrary.wiley.com/doi/10.1029/2012GL052006/full[1] In this study, we evaluate the intensity of the Central-Pacific (CP) and Eastern-Pacific (EP) types of El Niño-Southern Oscillation (ENSO) simulated in the pre-industrial, historical, and the Representative Concentration Pathways (RCP) 4.5 experiments of the Coupled Model Intercomparison Project Phase 5 (CMIP5). Compared to the CMIP3 models, the pre-industrial simulations of the CMIP5 models are found to (1) better simulate the observed spatial patterns of the two types of ENSO and (2) have a significantly smaller inter-model diversity in ENSO intensities. The decrease in the CMIP5 model discrepancies is particularly obvious in the simulation of the EP ENSO intensity, although it is still more difficult for the models to reproduce the observed EP ENSO intensity than the observed CP ENSO intensity. Ensemble means of the CMIP5 models indicate that the intensity of the CP ENSO increases steadily from the pre-industrial to the historical and the RCP4.5 simulations, but the intensity of the EP ENSO increases from the pre-industrial to the historical simulations and then decreases in the RCP4.5 projections. The CP-to-EP ENSO intensity ratio, as a result, is almost the same in the pre-industrial and historical simulations but increases in the RCP4.5 simulation.
    Kim S. T., W. J. Cai, F. F. Jin, J. Y. Yu.2014: ENSO stability in coupled climate models and its association with mean state. Climate Dyn., 42, 3313- 3321.10.1007/s00382-013-1833-62a973cc65405449ee31a0f119381aab3http%3A%2F%2Flink.springer.com%2F10.1007%2Fs00382-013-1833-6http://link.springer.com/10.1007/s00382-013-1833-6In this study, using the Bjerknes stability (BJ) index analysis, we estimate the overall linear El Nino-Southern Oscillation (ENSO) stability and the relative contribution of positive feedbacks and damping processes to the stability in historical simulations of Coupled Model Intercomparison Project Phase 5 (CMIP5) models. When compared with CMIP3 models, the ENSO amplitudes and the ENSO stability as estimated by the BJ index in the CMIP5 models are more converged around the observed, estimated from the atmosphere and ocean reanalysis data sets. The reduced diversity among models in the simulated ENSO stability can be partly attributed to the reduced spread of the thermocline feedback and Ekman feedback terms among the models. However, a systematic bias persists from CMIP3 to CMIP5. In other words, the majority of the CMIP5 models analyzed in this study still underestimate the zonal advective feedback, thermocline feedback and thermodynamic damping terms, when compared with those estimated from reanalysis. This discrepancy turns out to be related with a cold tongue bias in coupled models that causes a weaker atmospheric thermodynamical response to sea surface temperature changes and a weaker oceanic response (zonal currents and zonal thermocline slope) to wind changes.
    Kug J.-S., I.-S. Kang, and S.-I. An, 2003: Symmetric and antisymmetric mass exchanges between the equatorial and off-equatorial Pacific associated with ENSO. J. Geophys. Res., 108, 3284.10.1029/2002JC0016716c13226569fe457543492ca51bf4d8e7http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2002JC001671%2Ffullhttp://onlinelibrary.wiley.com/doi/10.1029/2002JC001671/fullAbstract Top of page Abstract 1.Introduction 2.Ocean Assimilation Data Analysis 3.Simple Theoretical Model 4.Intermediate Model Experiments 5.Summary and Discussions AppendixA Acknowledgments References [1] Mass exchanges in the upper ocean between the equatorial and off-equatorial Pacific Ocean associated with the El Niño/Southern Oscillation (ENSO) are investigated using the National Centers for Environmental Prediction (NCEP) ocean assimilation data. The data show that ENSO-related meridional mass transport in the Northern Hemisphere (NH) is larger than that in the Southern Hemisphere (SH). We found that the antisymmetric characteristics are mainly due to a southward shift of the maximum zonal wind stress anomaly during the ENSO mature phase. The Ekman and geostrophic transports associated with ENSO are separated into symmetric and antisymmetric components. For the symmetric part, the mass divergence over the equatorial Pacific by the geostrophic transport is generally larger than the convergence by the Ekman transport during the El Niño mature phase. Therefore mass is transported from the equator to off the equator at this time. As for the antisymmetric part, the Ekman transport due to antisymmetric wind stress dominates the geostrophic transport so that the mass is transported from the SH to the NH during the El Niño mature phase. The net mass transport in the NH is larger than that in the SH. A theoretical interpretation and intermediate model experiments support these arguments.
    Kug J.-S., F.-F. Jin, and S.-I. An, 2009: Two-types of El Niño events: Cold tongue El Niño and warm pool El Niño. J.Climate, 22, 1499- 1515.
    Latif M., Coauthors, 2001: ENSIP: The El Niño simulation intercomparison project. Climate Dyn., 18, 255- 276.c18680b6-7af8-4c2e-8c2b-9d20a9b65bd44981b66ffba4a1c8d12a3bad5a3566b1http%3A%2F%2Flink.springer.com%2F10.1007%252Fs003820100174refpaperuri:(71ef3dead411f9ec8190aa51b0a35d33)/s?wd=paperuri%3A%2871ef3dead411f9ec8190aa51b0a35d33%29&filter=sc_long_sign&tn=SE_xueshusource_2kduw22v&sc_vurl=http%3A%2F%2Flink.springer.com%2F10.1007%252Fs003820100174&ie=utf-8
    Leloup J., M. Lengaigne, and J.-P. Boulanger, 2008: Twentieth century ENSO characteristics in the IPCC database. Climate Dyn., 30, 277- 291.10.1007/s00382-007-0284-3cbcbde8c566ee6f687ec1de73e499be8http%3A%2F%2Flink.springer.com%2Farticle%2F10.1007%2Fs00382-007-0284-3http://link.springer.com/article/10.1007/s00382-007-0284-3In this paper, we assess and compare to observations the spatial characteristics of the twentieth Century ENSO SST variability simulated by 23 models of the IPCC-AR4/CMIP3 database. The analysis is confined to the SST anomalies along the equatorial Pacific and is based on the use of a non-linear neural classification algorithm, the Self-Organizing Maps. Systematic biases include a larger than observed proportion for modelled ENSO maximum variability occurring in the Western Pacific. No clear relationship is found between this bias and the characteristics of the modelled mean state bias in the equatorial Pacific. This bias is mainly related to a misrepresentation of both El Ni01±o and La Ni01±a termination phases for most of the models. In contrast, the onset phase is quite well simulated. Modelled El Ni01±o and La Ni01±a peak phases display an asymmetric bias. Whereas the main bias of the modelled El Ni01±o peak is to exhibit a maximum in the western Pacific, the simulated La Ni01±a bias mainly occurs in the central Pacific. In addition, some models are able to capture the observed El Ni01±o peak characteristics while none of them realistically simulate La Ni01±a peaks. It also arises that the models closest to the observations score unevenly in reproducing the different phases, preventing an accurate classification of the models quality to reproduce the overall ENSO-like variability.
    Li G., S. P. Xie, 2012: Origins of tropical-wide SST biases in CMIP multi-model ensembles. Geophys. Res. Lett., 39,L22703, doi: 10.1029/2012GL053777.10.1029/2012GL053777280febdcca368b60fb64d5f918b24696http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2012GL053777%2Fcitedbyhttp://onlinelibrary.wiley.com/doi/10.1029/2012GL053777/citedbyABSTRACT Long-standing simulation errors limit the utility of climate models. Overlooked are tropical-wide errors, with sea surface temperature (SST) biasing high or low across all the tropical ocean basins. Our analysis based on Coupled Model Intercomparison Project (CMIP) multi-model ensembles shows that such SST biases can be classified into two types: one with a broad meridional structure and of the same sign across all basins that is highly correlated with the tropical mean; and one with large inter-model variability in the cold tongues of the equatorial Pacific and Atlantic. The first type can be traced back to biases in atmospheric simulations of cloud cover, with cloudy models biasing low in tropical-wide SST. The second type originates from the diversity among models in representing the thermocline depth; models with a deep thermocline feature a warm cold tongue on the equator. Implications for inter-model variability in precipitation climatology and SST threshold for convection are discussed.
    Li G., S. P. Xie, 2014: Tropical biases in CMIP5 multimodel ensemble: The excessive equatorial pacific cold tongue and double ITCZ problems. J. Climate,27, 1765-1780, doi: 10.1175/JCLI-D-13-00337.110.1175/JCLI-D-13-00337.1e5394ffcc15468747f6408a03a9d234dhttp%3A%2F%2Fwww.researchgate.net%2Fpublication%2F263051516_Tropical_Biases_in_CMIP5_Multimodel_Ensemble_The_Excessive_Equatorial_Pacific_Cold_Tongue_and_Double_ITCZ_Problems%2A%3Fev%3Dauth_pubhttp://www.researchgate.net/publication/263051516_Tropical_Biases_in_CMIP5_Multimodel_Ensemble_The_Excessive_Equatorial_Pacific_Cold_Tongue_and_Double_ITCZ_Problems*?ev=auth_pubAbstract Errors of coupled general circulation models (CGCMs) limit their utility for climate prediction and projection. Origins of and feedback for tropical biases are investigated in the historical climate simulations of 18 CGCMs from phase 5 of the Coupled Model Intercomparison Project (CMIP5), together with the available Atmospheric Model Intercomparison Project (AMIP) simulations. Based on an intermodel empirical orthogonal function (EOF) analysis of tropical Pacific precipitation, the excessive equatorial Pacific cold tongue and double intertropical convergence zone (ITCZ) stand out as the most prominent errors of the current generation of CGCMs. The comparison of CMIP–AMIP pairs enables us to identify whether a given type of errors originates from atmospheric models. The equatorial Pacific cold tongue bias is associated with deficient precipitation and surface easterly wind biases in the western half of the basin in CGCMs, but these errors are absent in atmosphere-only models, indicating that the errors arise from the interaction with the ocean via Bjerknes feedback. For the double ITCZ problem, excessive precipitation south of the equator correlates well with excessive downward solar radiation in the Southern Hemisphere (SH) midlatitudes, an error traced back to atmospheric model simulations of cloud during austral spring and summer. This extratropical forcing of the ITCZ displacements is mediated by tropical ocean–atmosphere interaction and is consistent with recent studies of ocean–atmospheric energy transport balance.
    McGregor S., A. Timmermann, N. Schneider, M. Stuecker, and M. England, 2012: The Effect of the South Pacific convergence zone on the termination of El Niño events and the meridional asymmetry of ENSO. J. Climate,25, 5566-5586, doi: 10.1175/JCLI-D-11-00332.1.10.1175/JCLI-D-11-00332.1de127213-bfde-48ad-b8c0-84466c5291cf2c63e8f4b8a110eab9cb29a5740b75fdhttp%3A%2F%2Fwww.researchgate.net%2Fpublication%2F258201135_The_Effect_of_the_South_Pacific_Convergence_Zone_on_the_Termination_of_El_Nino_Events_and_the_Meridional_Asymmetry_of_ENSOrefpaperuri:(be83c1e3d61b474e013c47898a83b8fb)http://www.researchgate.net/publication/258201135_The_Effect_of_the_South_Pacific_Convergence_Zone_on_the_Termination_of_El_Nino_Events_and_the_Meridional_Asymmetry_of_ENSODuring large El Ni01±o events the westerly wind response to the eastern equatorial Pacific sea surface temperature anomalies (SSTAs) shifts southward during boreal winter and early spring, reaching latitudes of 500°-700°S. The resulting meridional asymmetry, along with a related seasonal weakening of wind anomalies on the equator are key elements in the termination of strong El Ni01±o events. Using an intermediate complexity atmosphere model it is demonstrated that these features result from a weakening of the climatological wind speeds south of the equator toward the end of the calendar year. The reduced climatological wind speeds, which are associated with the seasonal intensification of the South Pacific convergence zone (SPCZ), lead to anomalous boundary layer Ekman pumping and a reduced surface momentum damping of the combined boundary layer/lower-troposphere surface wind response to El Ni01±o. This allows the associated zonal wind anomalies to shift south of the equator. Furthermore, using a linear shallow-water ocean model it is demonstrated that this southward wind shift plays a prominent role in changing zonal mean equatorial heat content and is solely responsible for establishing the meridional asymmetry of thermocline depth in the turnaround (recharge/discharge) phase of ENSO. This result calls into question the sole role of oceanic Rossby waves in the phase synchronized termination of El Ni01±o events and suggests that the development of a realistic climatological SPCZ in December-February/March-May (DJF/MAM) is one of the key factors in the seasonal termination of strong El Ni01±o events.
    McGregor S., N. Ramesh, P. Spence, M. H. England , M. J. McPhaden, and A. Santoso, 2013: Meridional movement of wind anomalies during ENSO events and their role in event termination. Geophys. Res. Lett., 40, 749- 754.10.1002/grl.501363977f4b7-6818-4e97-878e-46c114f48f7c02a6aeed696b1f5ba978b637bbb537c7http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1002%2Fgrl.50136%2Fabstractrefpaperuri:(0cc5dacd0eb9feb5669099e48c196269)http://onlinelibrary.wiley.com/doi/10.1002/grl.50136/abstract[1] Observational analysis has shown that when El Ni&ntilde;o-Southern Oscillation (ENSO) events typically reach their peak amplitude in boreal winter, the associated zonal wind anomalies abruptly shift southward so that the maximum anomalous zonal wind is located around 5&ndash;7S. Here, an analysis utilizing multiple wind products identifies a clear ENSO phase nonlinearity in the extent of this meridional wind movement and its dynamically linked changes in equatorial heat content. It is shown that the meridional wind movement and its discharging effect increase with increasing El Ni&ntilde;o amplitude, while both remain relatively small regardless of La Ni&ntilde;a amplitude. This result implies that asymmetries in the extent of the meridional wind shift may contribute to the observed asymmetry in the duration of El Ni&ntilde;o and La Ni&ntilde;a events. We also evaluate the result sensitivities to wind product selection and discuss Eastern Pacific (EP) and Central Pacific (CP) El Ni&ntilde;o event differences.
    Mechoso C.R., Coauthors, 1995: The seasonal cycle over the tropical Pacific in coupled ocean-atmosphere general circulation models. Mon. Wea. Rev., 123, 2825- 2838.a8a062c1-c3d7-4ffc-93fa-d23d412d1cf99f673a672cd7911c72d6a7811d47a333http%3A%2F%2Feuropepmc.org%2Fabstract%2FMED%2F25279012refpaperuri:(b95ef30e2e6318335f8488a917ddf578)/s?wd=paperuri%3A%28b95ef30e2e6318335f8488a917ddf578%29&filter=sc_long_sign&tn=SE_xueshusource_2kduw22v&sc_vurl=http%3A%2F%2Feuropepmc.org%2Fabstract%2FMED%2F25279012&ie=utf-8
    Philand er, S. G. H., 1983: El Niño Southern Oscillation phenomena. Nature, 302, 295- 301.10.1038/302295a09c624f8d-3d06-4fb8-86ae-062bf759e857af1fff3ee8e054a7551b7a051f87d785http://www.researchgate.net/publication/258931230_El_Nio_Southern_Oscillation_phenomenahttp://www.researchgate.net/publication/258931230_El_Nio_Southern_Oscillation_phenomenaAt intervals that vary from 2 to 10 yr sea-surface temperatures and rainfall are unusually high and the tradewinds are unusually weak over the tropical Pacific Ocean. These Southern Oscillation El Niño events which devastate the ecology of the coastal zones of Ecuador and Peru, which affect the global atmospheric circulation and which can contribute to severe winters over northern America, often develop in a remarkably predictable manner. But the event which began in 1982 has not followed this pattern.
    Rayner N. A., D. E. Parker, E. B. Horton, C. K. Folland, L. V. Alexander, D. P. Rowell, E. C. Kent, and A. Kaplan2003: Global analyses of sea surface temperature, sea ice, and night marine air temperature since the late nineteenth century, J. Geophys. Res., 108,4407, doi: 10.1029/2002JD002670.10.1029/2002JD0026700831f099871c89699f00bb6e2586346bhttp%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2002JD002670%2Ffullhttp://onlinelibrary.wiley.com/doi/10.1029/2002JD002670/full[1] We present the Met Office Hadley Centre's sea ice and sea surface temperature (SST) data set, HadISST1, and the nighttime marine air temperature (NMAT) data set, HadMAT1. HadISST1 replaces the global sea ice and sea surface temperature (GISST) data sets and is a unique combination of monthly globally complete fields of SST and sea ice concentration on a 1 latitude-longitude grid from 1871. The companion HadMAT1 runs monthly from 1856 on a 5 latitude-longitude grid and incorporates new corrections for the effect on NMAT of increasing deck (and hence measurement) heights. HadISST1 and HadMAT1 temperatures are reconstructed using a two-stage reduced-space optimal interpolation procedure, followed by superposition of quality-improved gridded observations onto the reconstructions to restore local detail. The
    Rodgers K. B., P. Friederichs, and M. Latif, 2004: Tropical Pacific decadal variability and its relation to decadal modulations of ENSO. J.Climate, 17, 3761- 3774.10.1175/1520-0442(2004)0172.0.CO;2118ffde9f8a48c6b13976c97af77ff17http%3A%2F%2Fwww.researchgate.net%2Fpublication%2F249611486_Tropical_Pacific_Decadal_Variability_and_Its_Relation_to_Decadal_Modulations_of_ENSOhttp://www.researchgate.net/publication/249611486_Tropical_Pacific_Decadal_Variability_and_Its_Relation_to_Decadal_Modulations_of_ENSOAbstract A 1000-yr integration of a coupled ocean–atmosphere model (ECHO-G) has been analyzed to describe decadal to multidecadal variability in equatorial Pacific sea surface temperature (SST) and thermocline depth (Z20), and their relationship to decadal modulations of El Ni09o–Southern Oscillation (ENSO) behavior. Although the coupled model is characterized by an unrealistically regular 2-yr ENSO period, it exhibits significant modulations of ENSO amplitude on decadal to multidecadal time scales. The authors' main finding is that the structures in SST and Z20 characteristic of tropical Pacific decadal variability (TPDV) in the model are due to an asymmetry between the anomaly patterns associated with the model's El Ni09o and La Ni09a states, with this asymmetry reflecting a nonlinearity in ENSO variability. As a result, the residual (i.e., the sum) of the composite El Ni09o and La Ni09a patterns exhibits a nonzero dipole structure across the equatorial Pacific, with positive perturbation values in the east and negative values in the west for SST and Z20. During periods when ENSO variability is strong, this difference manifests itself as a rectified change in the mean state. For comparison, a similar analysis was applied to a gridded SST dataset spanning the period 1871–1999. The data confirms that the asymmetry between the SST anomaly patterns associated with El Ni09o and La Ni09a for the model is realistic. However, ENSO in the observations is weaker and not as regular as in the model, and thus the changes due to ENSO asymmetries for the observations can only be detected in the Ni09o-12 region.
    Sun D. Z., T. Zhang, 2006: A regulatory effect of ENSO on the time-mean thermal stratification of the equatorial upper ocean. Geophys. Res. Lett., 33,L07710, doi: 10.1029/2005 GL025296.10.1029/2005GL0252961a21377cc42fe1d580647c8d97b26875http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2005GL025296%2Fcitedbyhttp://onlinelibrary.wiley.com/doi/10.1029/2005GL025296/citedby[1] To investigate the role of ENSO in regulating the time-mean thermal stratification of the equatorial Pacific, perturbation experiments are conducted in pairs with a coupled model. In one experiment, ENSO is turned off while in the other experiment ENSO is kept on. Perturbations are introduced through either enhancing tropical heating or increasing subtropical cooling. In the absence of ENSO, the time-mean difference between the warm-pool SST (Tw) and the characteristic temperature of the equatorial thermocline (Tc) responds sensitively to either enhanced tropical heating or enhanced subtropical cooling. In the presence of ENSO, such a sensitivity to destabilizing forcing disappears. The lack of sensitivity in the response of Tw-Tc is linked to a stronger ENSO in response to the destabilizing forcing. ENSO in the model acts as a basin-scale heat “mixer” that enables surface heat to be transported to the depths of the equatorial thermocline. The study raises the question whether models with poor simulations of ENSO can give reliable predictions of the response of the time-mean climate to global warming.
    Sun D.-Z., Y. Yu, and T. Zhang2009: Tropical water vapor and cloud feedbacks in climate models: A further assessment using coupled simulations. J.Climate, 22( 5), 1287- 1304.10.1175/2008JCLI2267.1b325b978aa31e70c848ba07828f7fa04http%3A%2F%2Fonlinelibrary.wiley.com%2Fresolve%2Freference%2FADS%3Fid%3D2009JCli...22.1287Shttp://onlinelibrary.wiley.com/resolve/reference/ADS?id=2009JCli...22.1287SBy comparing the response of clouds and water vapor to ENSO forcing in nature with that in Atmospheric Model Intercomparison Project (AMIP) simulations by some leading climate models, an earlier evaluation of tropical cloud and water vapor feedbacks has revealed the following two common biases in the models: (1) an underestimate of the strength of the negative cloud albedo feedback and (2) an o...
    Sun Y., D. Z. Sun, L. X. Wu, and F. Wang, 2013: Western Pacific warm pool and ENSO asymmetry in CMIP3 models. Adv. Atmos. Sci.,30, 940-953, doi: 10.1007/s00376-012-2161-1.10.1007/s00376-012-2161-1a3f1f366d76f90ccbc9e4be5672725e5http%3A%2F%2Flink.springer.com%2F10.1007%2Fs00376-012-2161-1http://d.wanfangdata.com.cn/Periodical_dqkxjz-e201303029.aspx
    Wang B., S.-I. An, 2002: A mechanism for decadal changes of ENSO behavior: Roles of background wind changes. Climate Dyn., 18, 475- 486.10.1007/s00382-001-0189-56ae2277ebbc8928cd9583274ce9d4bd2http%3A%2F%2Fonlinelibrary.wiley.com%2Fresolve%2Freference%2FXREF%3Fid%3D10.1007%2Fs00382-001-0189-5http://onlinelibrary.wiley.com/resolve/reference/XREF?id=10.1007/s00382-001-0189-5This study explains why a number of El Nino properties (period, amplitude, structure, and propagation) have changed in a coherent manner since the late 1970s and why these changes had almost concurred with the Pacific decadal climate shift. Evidence is presented to show that from the pre-shift (1961-1975) to the post-shift (1981-1995) epoch, significant changes in the tropical Pacific are found in the surface winds and temperature, whereas changes in the thermocline are uncertain. Numerical experiments with the Cane and Zebiak model demonstrate that the decadal changes in the surface winds qualitatively reproduce the observed coherent changes in El Nino properties. The fundamental factor that altered the model's El Nino is the decadal changes of the background equatorial winds and associated upwelling. The annual cycle is also necessary for the mean state to modulate El Nino. From the pre- to post-shift epoch, the changes in the background winds and upwelling modify the structure of the coupled mode (eastward displacement of the equatorial westerly anomalies) by reallocating anomalous atmospheric heating and SST gradient along the equator. This structural change amplifies the ENSO cycle and prolongs the oscillation period by enhancing the coupled instability and delaying transitions from a warm to a cold state or vice versa. The changes in the mean currents and upwelling reduce the effect of the zonal temperature advection while enhance that of the vertical advection; thus, the prevailing westward propagation is replaced by eastward propagation or standing oscillation. Our results suggest a critical role of the atmospheric bridge that rapidly conveys the influences of extratropical decadal variations to the tropics, and the possibility that the Pacific climate shift might have affected El Nino properties in the late 1970s by changing the background tropical winds and the associated equatorial upwelling.
    Wang C. Z., L. P. Zhang, S. K. Lee, L. X. Wu, and C. R. Mechoso, 2014: A global perspective on CMIP5 climate model biases. Nature Clim.Change, 4, 201- 205.
    Zhang W. J., F. F. Jin, 2012: Improvements in the CMIP5 simulations of ENSO-SSTA meridional width. Geophys. Res. Lett., 39,L23704, doi: 10.1029/2012GL053588.10.1029/2012GL0535884bcc43f5b9a26e659c92b8ab48855777http%3A%2F%2Fonlinelibrary.wiley.com%2Fdoi%2F10.1029%2F2012GL053588%2Ffullhttp://onlinelibrary.wiley.com/doi/10.1029/2012GL053588/fullABSTRACT The recent study demonstrated the existence of a systematical narrow bias in the simulated El Niño-Southern Oscillation (ENSO) meridional width of surface temperature anomaly (SSTA) of ENSO by the models participating in Phase 3 of the Coupled Model Inter-comparison Project (CMIP3). The current models developed for Phase 5 of the CMIP (CMIP5) still have this narrow bias in ENSO width relative to the observation, but with a modest improvement over previous models. The improvement can partly be attributed to a better simulation in trade wind, and partly to a better simulation in ENSO period. It has also been demonstrated that the models with a better performance in ENSO width tend to simulate the precipitation response to ENSO over the off-equatorial eastern Pacific more realistically.
    Zhang T., D. Z. Sun, 2014: ENSO asymmetry in CMIP5 models. J.Climate, 27, 4070- 4093.10.1175/JCLI-D-13-00454.15d86fc161edf196b84bc5acd5d12af28http%3A%2F%2Fadsabs.harvard.edu%2Fabs%2F2014JCli...27.4070Zhttp://adsabs.harvard.edu/abs/2014JCli...27.4070ZThe El Ni01±o-La Ni01±a asymmetry is evaluated in 14 coupled models from phase 5 of the Coupled Model Intercomparison Project (CMIP5). The results show that an underestimate of ENSO asymmetry, a common problem noted in CMIP3 models, remains a common problem in CMIP5 coupled models. The weaker ENSO asymmetry in the models primarily results from a weaker SST warm anomaly over the eastern Pacific and a westward shift of the center of the anomaly. In contrast, SST anomalies for the La Ni01±a phase are close to observations. Corresponding Atmospheric Model Intercomparison Project (AMIP) runs are analyzed to understand the causes of the underestimate of ENSO asymmetry in coupled models. The analysis reveals that during the warm phase, precipitation anomalies are weaker over the eastern Pacific, and westerly wind anomalies are confined more to the west in most models. The time-mean zonal winds are stronger over the equatorial central and eastern Pacific for most models. Wind-forced ocean GCM experiments suggest that the stronger time-mean zonal winds and weaker asymmetry in the interannual anomalies of the zonal winds in AMIP models can both be a contributing factor to a weaker ENSO asymmetry in the corresponding coupled models, but the former appears to be a more fundamental factor, possibly through its impact on the mean state. The study suggests that the underestimate of ENSO asymmetry in the CMIP5 coupled models is at least in part of atmospheric origin.
    Zhang T., D. Z. Sun, R. Neale, and P. Rasch, 2009: An evaluation of ENSO asymmetry in the Community Climate System Models: A view from the subsurface. J. Climate,22, 5933-5961, doi: 10.1175/2009JCLI2933.1.10.1175/2009JCLI2933.1afe6b01f8e8f612d3d71c853feb3ff4fhttp%3A%2F%2Fwww.cabdirect.org%2Fabstracts%2F20103007987.htmlhttp://www.cabdirect.org/abstracts/20103007987.htmlAbstract The asymmetry between El Niño and La Niña is a key aspect of ENSO that needs to be simulated well by models in order to fully capture the role of ENSO in the climate system. Here the asymmetry between the two phases of ENSO in five successive versions of the Community Climate System Model (CCSM1, CCSM2, CCSM3 at T42 resolution, CCSM3 at T85 resolution, and the latest CCSM3 + NR, with the Neale and Richter convection scheme) is evaluated. Different from the previous studies, not only is the surface signature of ENSO asymmetry examined, but so too is its subsurface signature. By comparing the differences among these models as well as the differences between the models and the observations, an understanding of the causes of the ENSO asymmetry is sought. An underestimate of the ENSO asymmetry is noted in all of the models, but the latest version with the Neale and Richter scheme (CCSM3 + NR) is getting closer to the observations than the earlier versions. The net surface heat flux is found to damp the asymmetry in the SST field in both the models and observations, but the damping effect in the models is weaker than that in the observations, thus excluding a role of the surface heat flux in contributing to the weaker asymmetry in the SST anomalies associated with ENSO. Examining the subsurface signatures of ENSO-he thermocline depth and the associated subsurface temperature for the western and eastern Pacific-eveals the same bias; that is, the asymmetry in the models is weaker than that in the observations. The analysis of the corresponding Atmospheric Model Intercomparison Project (AMIP) runs in conjunction with the coupled runs suggests that the weaker asymmetry in the subsurface signatures in the models is related to the lack of asymmetry in the zonal wind stress over the central Pacific, which in turn is due to a lack of sufficient asymmetry in deep convection (i.e., the nonlinear dependence of the deep convection on SST). In particular, the lack of a westward shift in the deep convection in the models in response to a cold phase SST anomaly is found as a common factor that is responsible for the weak asymmetry in the models. It is also suggested that a more eastward extension of the deep convection in response to a warm phase SST anomaly may also help to increase the asymmetry of ENSO. The better performance of CCSM3 + NR is apparently linked to an enhanced convection over the eastern Pacific during the warm phase of ENSO. Apparently, either a westward shift of deep convection in response to a cold phase SST anomaly or an increase of convection over the eastern Pacific in response to a warm phase SST anomaly leads to an increase in the asymmetry of zonal wind stress and therefore an increase in the asymmetry of subsurface signal, favoring an increase in ENSO asymmetry.
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Manuscript received: 14 April 2015
Manuscript revised: 26 August 2015
通讯作者: 陈斌, bchen63@163.com
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    沈阳化工大学材料科学与工程学院 沈阳 110142

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Weak ENSO Asymmetry Due to Weak Nonlinear Air-Sea Interaction in CMIP5 Climate Models

  • 1. Key Laboratory of Ocean Circulation and Waves, Institute of Oceanology, Chinese Academy of Sciences, Qingdao 266071
  • 2. Laboratory for Ocean Dynamics and Climate, Qingdao National Laboratory for Marine Science and Technology, Qingdao 266071
  • 3. Cooperative Institute for Research in Environmental Sciences, University of Colorado, and NOAA/Earth System Research Laboratory/Physical Sciences Division, Boulder, Colorado 80305, USA

Abstract: State-of-the-art climate models have long-standing intrinsic biases that limit their simulation and projection capabilities. Significantly weak ENSO asymmetry and weakly nonlinear air-sea interaction over the tropical Pacific was found in CMIP5 (Coupled Model Intercomparison Project, Phase 5) climate models compared with observation. The results suggest that a weak nonlinear air-sea interaction may play a role in the weak ENSO asymmetry. Moreover, a weak nonlinearity in air-sea interaction in the models may be associated with the biases in the mean climate——the cold biases in the equatorial central Pacific. The excessive cold tongue bias pushes the deep convection far west to the western Pacific warm pool region and suppresses its development in the central equatorial Pacific. The deep convection has difficulties in further moving to the eastern equatorial Pacific, especially during extreme El Niño events, which confines the westerly wind anomaly to the western Pacific. This weakens the eastern Pacific El Niño events, especially the extreme El Niño events, and thus leads to the weakened ENSO asymmetry in climate models. An accurate mean state structure (especially a realistic cold tongue and deep convection) is critical to reproducing ENSO events in climate models. Our evaluation also revealed that ENSO statistics in CMIP5 climate models are slightly improved compared with those of CMIP3. The weak ENSO asymmetry in CMIP5 is closer to the observation. It is more evident in CMIP5 that strong ENSO activities are usually accompanied by strong ENSO asymmetry, and the diversity of ENSO amplitude is reduced.

1. Introduction
  • The El Niño-Southern Oscillation (ENSO) is the most prominent interannual variability in the climate system. Its climatic impacts are global, so it is very import to understand the simulation and projection of ENSO variability in climate models (Cane, 1983; Philander, 1983; Cai et al., 2014).

    ENSO is not a linear system (Jin et al., 1994). The cold SST anomaly center during La Niña usually emerges farther west than the warm SST anomaly center during El Niño (An, 2009). El Niño is usually stronger in amplitude and lasts for a shorter duration than La Niña. This has been referred to as the ENSO asymmetry (Burgers and Stephenson, 1999). The reasons for the asymmetry between the two phases remain elusive, but many studies suggest that it is a consequence of nonlinearity in the dynamics of the ocean and atmosphere (Jin et al., 2003; An and Jin, 2004).

    State-of-the-art climate models suffer from large errors in simulating the tropical Pacific mean state and ENSO variability. The pronounced errors in the mean state, which have existed for almost two decades, are the far west cold tongue and the double ITCZ problem (Mechoso et al., 1995; Li and Xie, 2012; Wang et al., 2014). These large errors in the simulation of the Pacific cold tongue and mean ITCZ limit the skill of coupled models in simulating ENSO and its teleconnection (Latif et al., 2001; Guilyardi, 2006; Ham and Kug, 2012). Recent studies have reported some biases in ENSO performance in CMIP5 (Coupled Model Intercomparison Project, Phase 5) climate models. (Zhang and Jin, 2012) noted narrow biases in ENSO width. (Kim et al., 2014) revealed weak ocean dynamic responses to atmospheric changes in the CMIP5 historical experiment, characterized by weak zonal advective feedback, thermocline feedback and thermodynamics damping. (Zhang and Sun, 2014) found a weak ENSO asymmetry in the CMIP5 "piControl" simulation, and their AMIP runs showed that the weak ENSO asymmetry originates at least in part from atmospheric processes. Note, however, that they only examined 14 CMIP5 models and only a single run was analyzed in each model.

    ENSO asymmetry could manifest itself as a rectified change in the background state on the decadal time scale (An et al., 2005). The asymmetry between El Niño and La Niña can lead to a collective effect on the tropical Pacific, with a spatial pattern resembling the anomaly in El Niño (Burgers and Stephenson, 1999; Rodgers et al., 2004; Sun et al., 2009; Sun et al., 2013). (Sun et al., 2013) demonstrated a weak ENSO asymmetry and weak residual time mean effect of ENSO in 19 no-flux-adjustment CMIP3 models. Therefore, the bias in ENSO asymmetry may potentially contribute to the tropical Pacific mean state bias, although the residual effect may be a small part as only a rectification. Given the collective time-mean effect of ENSO, understanding the causes and consequences of ENSO asymmetry may be critical to understanding the decadal variability in the tropics and extratropics. Also, to fully capture the role of ENSO in the changing climate, climate models need to simulate the ENSO asymmetry well.

    Previous attempts have been made to evaluate the ENSO asymmetry in climate models (An et al., 2005; Leloup et al., 2008, Zhang et al., 2009; Sun et al., 2013, Zhang and Sun, 2014). However, these studies tended to examine only a single run of the models concerned, or the number of models examined was limited. For example, (An et al., 2005) employed 10 models. (Leloup et al., 2008) noted the weak modeled ENSO asymmetry in the 20th century simulation in 23 CMIP3 models; but they only employed the first run of each model. (Zhang et al., 2009) noted an underestimation of ENSO asymmetry in the NCAR CCSM models and explored the causes. (Sun et al., 2013) made use of the CMIP3 archive and found that an underestimation of the asymmetry is a prevalent problem in the 20 th century simulation. However, the cause of the ENSO asymmetry was not well understood yet in these studies, and none of them has examined the simulation of the ENSO asymmetry in the 20th century in CMIP5 climate models. Accordingly, the present study evaluated the simulation of ENSO asymmetry in the 20th century simulation (the "historical" experiment) in CMIP5 climate models that were also included in IPCC AR5. Not only did this study examine a large set of CMIP5 models, but it also analyzed the available ensemble runs of individual models. Furthermore, the potential causes of the ENSO asymmetry biases associated with air-sea interaction biases over the tropical Pacific were investigated. This study may help us understanding the relationship between the mean state simulation and ENSO asymmetry simulation in climate models.

    The models and observational data used in the study are described in section 2. The ENSO asymmetry, air-sea interaction over the tropical Pacific, and the possible causes of the biases are presented in sections 3 and 4. The paper concludes with a summary and further discussion in section 5.

2. Models and datasets
  • The observational SST data used in this study were from the Hadley Centre Sea Ice and Sea Surface Temperature dataset, version 1 (Rayner et al., 2003). The SST field was built from in-situ and satellite observations, given on a 1°× 1° grid and available from 1871 to 2007. The surface wind stress data were obtained from the Simple Ocean Data Assimilation dataset (1900-2008) (Carton and Giese, 2008). The precipitation data were from the Global Precipitation Climatology Project (1979-2013) (Adler et al., 2003). The climate model data examined were the outputs of the `historical' experiment in CMIP5 (45 climate models, with 184 model runs in total). The last 50 years of the 20th century (1950-99) were the focus in this study, since the observational data are more reliable during this period. Noting that the precipitation data focused on the period 1979-99 only, since satellite observational data is only available from 1979. All the model data and observational datasets were monthly mean values and were interpolated to a uniform 1°× 1° horizontal grid for analysis. The models used in the study are listed in Fig. 1. Nine climate models were removed from the analysis because they simulated too weak an ENSO or an incorrect ENSO pattern based on the first EOF mode of the tropical Pacific SST (Fig. S1, available only online).

    Figure 1.  (a) Frequency distribution (vertical axis) of monthly mean Niño3 SSTA (horizontal axis) in 184 runs of 45 CMIP5 models and the observation (HadISST). (b) PDF (blue curve) for the skewness of Niño3 SSTA in the 184 runs. The red vertical line indicates the observed value. The vertical blue line is the MME value. The short colored bars on the horizontal axis mark the skewness values of Niño3 SSTA in each individual run. (c) Average Niño3 skewness of all runs in individual models. The nine CMIP5 models without model numbers in front of the model names were removed from the analysis based on the first EOF mode of the tropical Pacific SST. The period focused upon is 1950-99.

3. Weak ENSO asymmetry and weak nonlinear air-sea interaction in CMIP5
  • In observation, El Niño is usually stronger in amplitude and lasts shorter in duration than La Niña; whereas, in climate models, ENSO events are almost symmetric in amplitude and duration. This can be readily seen from the histogram of the Niño3 SST anomaly (Niño3 SSTA) distribution over the last 50 years in the 20th century (Fig. 1a). The Niño3 SSTA varies from -2°C to 3.5°C and the cold anomalies occur more or last longer than the warm anomalies in the observation. In contrast, the Niño3 SSTA varies from -5°C to 5°C among models, and the distribution of cold and warm anomalies is almost symmetric. The skewness of Niño3 SSTA is typically used as the way to measure ENSO asymmetry (Burgers and Stephenson, 1999; Sun and Zhang, 2006; An et al., 2009). The multi-model ensemble runs (with 184 runs in total) allowed us to construct a probability density function (PDF) for the Niño3 skewness to depict the climate models' performances in ENSO asymmetry over the last 50 years of the 20th century (Fig. 1b). The results indicate that the CMIP5 climate models still generally underestimate the ENSO asymmetry. Most of the modes' skewness are located near zero, and the average skewness of the 184 model runs is 0.17——much weaker than the observed value (0.88). Close to 86% of the model runs (159 runs in number) have skewness between -0.75 and 0.5, while the remaining 25 runs (around 14% of the total number of runs) have skewness larger than 0.5. Furthermore, only seven runs simulate the Niño3 skewness larger than observed (Fig. 1b). The average of the model runs' Niño3 skewness in each model shows that only six models (MIROC5, M23, GFDL-ESM2M, MCESM1-CAM5, CESM-CAM5-1-FV2, CMCC-CM) can simulate the skewness larger than 0.5 (Fig. 1c).

    Figure 2.  PDF analysis for the skewness of (a, d) Niño4 index, (b, e) Niño3.4 index and (c, f) Niño3 index in individual runs of (a-c) CMIP3 and (d-f) CMIP5 climate models. The time period is from 1950 to 1999. For the CMIP3 color schemes, refer to Sun et al. (2013, Table 1) and for the CMIP5 color schemes, refer to Fig. 1.

    Figure 3.  Scatter plots between the standard deviation (STD) and skewness of Niño3 SSTA from 1950 to 1999. Each color represents a model, and different markers in the same color represent different runs of the same model. The black pentagram is the observational value and the hexagram is the averaged value of all model runs. The iap_fgoals1_0_g model (dark blue) in CMIP3 and the FIO-ESM model (light yellow) in CMIP5 were removed for the calculation of the correlation coefficient, as their STDs were large and their skewness negative. For the CMIP3 color schemes, refer to Sun et al. (2013, Table 1), and for the CMIP5 color schemes, refer to Fig. 1.

    Considering there might be systematic pattern shifting bias in space in climate models, the PDF for the skewness of the Niño4 and Niño3.4 indices were also constructed. The weak ENSO asymmetry result is consistent with the Niño3 skewness analysis (Fig. 2). In the observation, the skewness of Niño3 (or Niño3.4) is positive and the skewness of Niño4 is negative. In the models, however, the average skewness of all the model runs is almost zero for all three indices. This weak modeled ENSO asymmetry bias exists from CMIP3 to CMIP5. Nevertheless, CMIP5 shows a slight improvement in the ENSO asymmetry, with the skewness of the three indices being closer to the observation.

    Stronger ENSO activity (measured by the standard deviation of Niño3 SSTA) usually corresponds to a stronger ENSO asymmetry in climate models. A high correlation between the ENSO skewness and amplitude, with the correlation coefficient being 0.5 in CMIP3 and 0.53 in CMIP5, was found (Fig. 3). It is more evident in CMIP5 that strong ENSO activities are usually accompanied by strong ENSO asymmetry. CMIP5 shows a reduced diversity of ENSO activity compared with CMIP3. Weak ENSO asymmetry is mainly positively related to El Niño events among the CMIP5 models. The correlation coefficient between the skewness and El Niño events is 0.55 among all the model runs (Fig. 4a). An even more distinct relationship is found between the skewness and extreme El Niño events, with the correlation coefficient reaching 0.76 among all the model runs (Fig. 4b). On the contrary, there is no significant correlation between the skewness and La Niña events (especially the extreme ones) (Fig. 4). The Niño3 SSTAs are significantly underestimated in the El Niño events, especially in the extreme El Niño events. In contrast, the SSTAs in the La Niña phase are closer to the observation than in the El Niño phase (Fig. 4).

    Figure 4.  (a) Scatterplots between the skewness of Niño3 SSTA and the average warm (positive) and cold (negative) Niño3 SSTA. The right (left) $r$ is the correlation coefficient between the skewness and the mean warm (cold) Niño3 SSTA. (b) As in (a) but for the relationships between the skewness and the extreme warm (maximum) and cold (minimum) Niño3 SSTA. In total, 94 runs were examined after performing quality control by removing nine climate models.

    Figure 5.  The two atmospheric responses to SST changes over the central Pacific region (5$^\circ$S-5$^\circ$N, 180$^\circ$-140$^\circ$W) and their relationships. The variability of the surface zonal wind stress (units: N m$^-2$) (a) and the precipitation (units: Kg m$^-3$ s$^-1$) (b) responses to the variability of Niño3 SSTAs. (c) The relationship between the variability of the two atmospheric responses. (d-f) As in (a-c) but for the two atmospheric responses to SST changes and their relationships in the warm and cold phase, respectively. Niño3 SST was used to reveal the potential relationship between central Pacific air-sea coupling and ENSO. STD is used for the variability of anomalies. $R$ is the linear correlation coefficient among models. The period analyzed is from 1950 to 1999 for wind stress and 1979 to 1999 for precipitation. The period 1979 to 1999 for their correlation was chosen for consistency. The zonal wind stress and precipitation have been amplified by 10$^2$ N m$^-2$ and 10$^4$ kg m$^-3$ s$^-1$, respectively. The model names are indicated by the numbers in Fig. 1.

    Figure 6.  The tropical Pacific mean state of the (a) observation (OBS), (b) CMIP5 MME, and (c) their differences (MME minus OBS). The SST is shown as black contours. For (a, b) the vectors are the surface wind stress (units: N m$^-2$), the shading indicates the precipitation (units: kg m$^-3$ s$^-1$), and the contour interval is 2$^\circ$C. For (c) the shading represents the SST biases, the vectors are the wind stress differences, the green (yellow) contours (interval: 0.1 kg m$^-3$ s$^-1$) denote the wetter (drier) biases of models, and the thickened red (black) contours indicate the 28$^\circ$C SST in the observation (MME). The composite anomalies of El Niño (d), La Niña (g) and the ENSO residual effect [the sum of El Niño and La Niña (i)] in the observation. The shading indicates the SSTA, vectors are the wind stress, and green or yellow contours are the precipitation anomalies (interval: 0.1 kg m$^-3$ s$^-1$). (e, h, k) As in (d, g, j) but for the MME of CMIP5. (f, i, l) The differences between the MME and observation. Shading indicates the SST anomalies, vectors are the surface wind stress anomalies, green (yellow) contours represent the wetter (drier) precipitation anomalies (interval: 0.15 kg m$^-3$ s$^-1$), and the thick contours represent the 28$^\circ$C SST. The magenta contour is for El Niño; the cyan contour is for La Niña; and the red (black) contour is for the MME (OBS). The precipitation value has been amplified by 10$^4$ kg m$^-3$ s$^-1$.

    Figure 7.  The 28.5$^\circ$C SST during the (a) composite El Niño, (b) composite La Niña, (c) extreme warmest state and (d) extreme coldest state in CMIP5 models and the observation. The black (red) contours are the observation (MME). Colored contours are the nmulti-run-ensemble-means in individual models.

    Figure 8.  The relationship between the air-sea interaction (measured as the air-sea coupling coefficient, alpha; units: 10$^-2$ N m$^-2$ k$^-1$) and the longitude of the equatorially averaged 27.5$^\circ$C SST during the (a) El Niño and (b) La Niña events in the observation and CMIP5 models. The relationship between alpha and the SST difference between the averaged North Pacific (0$^\circ$-20$^\circ$N, 130$^\circ$E-150$^\circ$W) and South Pacific (20$^\circ$S-0$^\circ$, 130$^\circ$E-150$^\circ$W) during (c) El Niño and (d) La Niña. $R$ is the linear correlation coefficient. Note that only the models with alpha larger than $0.2\times 10^-2$ N m$^-2$ k$^-1$ are taken into account in (a-d). (e, f) As in (a, c) but for the relationship between the ENSO asymmetry (measured as the skewness of Niño3 SSTA) and the mean state SST in the zonal and meridional direction distribution, respectively. Note that M30, M23, M12 and M19 were not included in the calculation of the linear correlation coefficients $r$ in (e). All models were considered for the $r$ in (f). The relationship between air-sea interaction over the central Pacific and ENSO asymmetry during (g) El Niño and (h) La Niña events. (i) The relationship between the differences of the air-sea interaction in the two phases of ENSO (El Niño minus La Niña) and the ENSO asymmetry. M30 was excluded for the calculation of the correlation coefficient $r$ in (g-i). For the model names of the numbers, refer to Fig. 1.

    Figure 9.  The mean state of the (a) large skewness group (LSG) models, (b) small skewness group (SSG) models, and (c) their differences (LSG minus SSG). The composite El Niño in the (d) LSG, (e) SSG, and (f) their differences. The composite La Niña in the (g) LSG, (h) SSG, and (i) their differences. The residual effect (sum of the two phases) in the (j) LSG, (k) SSG, and (l) their differences. The SSTA is shaded and the wind stress anomaly is represented by vectors (units: N m$^-2$). The contours are the 28$^\circ$C SST. The magenta and cyan contours are the 28$^\circ$C SST in El Niño and La Niña, respectively. Black (red) contours are the mean 28$^\circ$C SST for the LSG (SSG) models. The LSG (SSG) consists of the 10 largest (smallest) skewness models.

    Figure 10.  Propagation features of the (a) westerly wind anomaly (shaded), (a, b) precipitation anomaly (colored contours; interval: 2 kg m$^-3$ s$^-1$), and (b) SST anomaly (shaded) in the observation. The black contour is the 27.5$^\circ$C SST. Panels (c, d) and (e, f) are the same as (a, b) but for two typical models in the LSG and SSG. The contour interval for the precipitation anomaly is 2 kg m$^-3$ s$^-1$ in (c, d) and 1 kg m$^-3$ s$^-1$ in (e, f). GFDL-ESM2M is the large positive skewness model with a clear eastward-propagating SSTA feature, while Inmcm4 is the small negative-skewness model with a westward-propagating SST feature through the last 50 years of the 20th century. The zonal wind stress and precipitation have been amplified by 10$^2$ N m$^-2$ and 10$^4$ kg m$^-3$ s$^-1$, respectively.

    In the tropical Pacific, the air-sea interaction is largely controlled by positive Bjerknes feedback (Bjerknes, 1969). The amplitude of ENSO events in climate models is usually determined by the sensitivity of the surface zonal wind stress and precipitation to SST changes. The linear intermodel correlation coefficients for the two atmospheric responses can reach 0.94 and 0.8, respectively (Figs. 5a and b). Models with stronger wind-SST feedback (model numbers 23, 13, 14, 15, 16, 37 and 6) all simulate stronger precipitation-SST feedback, except for M15 (CMCC-CM). A high positive correlation coefficient (0.87) was found between the precipitation response and surface zonal wind stress response from 1979 to 1999 among the models (Fig. 5c). A positive westerly (negative easterly) surface zonal wind stress response to warm (cold) SST changes is shown in Fig. 5d, with the relationship coefficient being 0.93 and 0.9, respectively. Nonlinear air-sea coupling was found in the seven models with the strongest westerly zonal wind stress response to the warmest SST changes. These seven models also simulate the strongest easterly zonal wind stress response to the coldest SST changes (Fig. 5d). Precipitation-SST feedback is similar to the zonal wind stress-SST feedback, but shows more diversity among the models, with relationship coefficients of 0.82 and 0.76 in the warm and cold SST phase, respectively (Fig. 5e). Consistent positive correlation was found between the two atmospheric responses among the CMIP5 models (Fig. 5f). In general, the modeled air-sea interaction changes in a more nonlinear way during the warm SST phase, compared with the more linear way during the cold SST phase. The precipitation response is nonlinear in the observation (Graham and Barnett, 1987), and the model parameter scheme may be based on that. The nonlinear air-sea interaction was only pronounced in the models with warmer SST changes that were larger than in the observation.

    It must to be mentioned that models with the ENSO asymmetry stronger (weaker) than observation appear more nonlinear (linear) air-sea coupling feature. All of the seven strongest air-sea coupling models simulate a comparably larger ENSO asymmetry than the other models, expect M37 (NorESM1-ME) and M6 (BNU-ESM). This is because M37 and M6 simulate an almost equal or stronger La Niña-related response than El Niño-related response; hence, the weak ENSO asymmetry in the two models. The diversity and uncertainty in the precipitation-SST feedback could further amplify the zonal wind stress-SST feedback biases, since the latent heat released by the precipitation response could intensify the surface wind response (Zhang and Sun, 2014). Hence, the precipitation simulation skill in models could be amplified by the surface zonal wind stress, resulting in the SST feedback biases, which in turn force the atmospheric response biases. Thus, a vicious cycle is perpetuated that is hard to break.

    Nevertheless, the weak ENSO asymmetry or weak nonlinear air-sea interaction in models is associated with the mean state biases over the tropical Pacific. The excessive cold tongue and double ITCZ problem was the pronounced biases that last for almost two decades in coupled models (Li and Xie, 2014) (Fig. 6c). The multimodel ensemble mean (MME) of CMIP5 climate models shows a very weak composite ENSO-related response (both El Niño and La Niña) and a weak ENSO residual effect compared with the observation (Figs. 6d-i). ENSO (both El Niño and La Niña) is confined to a narrow equatorial band in the MME (Figs. 6e and h). Due to the far westward extension of the excessive cold tongue in the mean state (Fig. 6b), the equatorial deep convection (represented by the precipitation) center shrinks too far west to the western Pacific warm pool region and has difficulties in developing in the central equatorial Pacific and, further, moving to the eastern equatorial Pacific during El Niño (Fig. 6e). Thus, the westerly wind anomaly is confined to the western Pacific, because of the cold tongue biases and the precipitation-related latent heat release biases. The results also provide some clues regarding the weak Pacific-North America (PNA) teleconnection caused by the weak deep convection during El Niño, as indicated by the cold biases along the coast of North America (Fig. 6f). The weak PNA teleconnection may cause the warmer SST biases in the middle latitudes of the North Pacific, which could weaken the colder biases induced by the cold North Atlantic biases through the Atlantic Multidecadal Oscillation (Wang et al., 2014). The weak ENSO asymmetry and the weak collective residual effect of ENSO could also enhance the cold tongue biases and warm pool biases in models (Fig. 6l).

    The La Niña-related response pattern is opposite to the El Niño-related response in the models, while it is a more distinctive westward-shifted response pattern of SSTAs and deep convection in the observation (Fig. 6). The composites of SST during El Niño and La Niña in individual models are shown in Fig. 7 to cover the spread of model simulation. The cold tongue problem is more severe during El Niño than La Niña, especially in extreme cases (Figs. 7a and b). The excessive cold tongue problem leaves models little possibility to develop extreme La Niña and makes it difficult to develop extreme El Niño. The cold tongue almost reaches the coastline of the western Pacific in extreme La Niña cases and cannot shrink to the eastern Pacific during extreme El Niño events in the models (Figs. 7c and d). The cold tongue bias is amplified from El Niño to extreme El Niño events in the CMIP5 models (Fig. 7).

    Overall, the CMIP5 climate models underestimate the air-sea coupling dynamics in the tropical Pacific during ENSO (both El Niño and La Niña) events. The air-sea coupling coefficient, estimated as the central Pacific positive-westerly (negative-easterly) surface zonal wind stress response to warm (cold) SST changes in the tropical Pacific, is underestimated in the CMIP5 models (Fig. S2). The SST changes in the Niño3 region are used instead of those in the central equatorial Pacific region to observe the direct ENSO-related air-sea interaction dynamics.

    The air-sea coupling dynamics are associated with the mean-state SST spatial distribution. There is a positive relationship between the zonal and meridional asymmetry structure of the mean-state tropical Pacific SST. The excessive westward extension of the cold tongue tends to be accompanied by weaker air-sea interaction during ENSO in the models. The correlation coefficient between the longitude of the mean (27.5°C) SST on the equator with the air-sea coupling intensity (alpha) is 0.44 and 0.52 during El Niño and La Niña, respectively (Figs. 8a and b). Note that we only counted alpha values larger than 0.2× 10-2 N m-2 k-1. The CMIP5 climate models exhibit a westward extension of the mean (27.5°C) SST compared with the observation, except M19 (NorESM1-ME), M18 (FGOALS-g2) and M15 (CMCC-CM). It is also evident that less colder the northwestern Pacific than the southwestern Pacific facilitates the stronger air-sea interaction during ENSO events, especially El Niño events. The positive linear correlation coefficient between the meridional asymmetry of the SST (north minus south) over the western and central Pacific in the mean state and alpha can reach 0.52 during El Niño, implying that the meridional location of the deep convection could also affect the air-sea interaction dynamics (Fig. 8c).

    ENSO asymmetry is also positively associated with the zonal and meridional SST distribution structure in the mean state. Also, the skewness being positively related to the meridional asymmetry structure of SST is even more consistent in the models, with a correlation coefficient of 0.44 (Fig. 8f). The warmer the Northern Hemisphere tropical western and central Pacific is compared with the Southern Hemisphere, the stronger the ENSO asymmetry found in the models. In short, the weak ENSO asymmetry and weak nonlinear air-sea interaction over the tropical Pacific are all related to the mean-state SST biases in the models.

    The meridional shift of the zonal wind stress or SST changes due to the seasonal cycle and phase locking of ENSO make the climatological and anomalous westerly wind shift to the south of the equator in late of the year (December-January). This sets up the discharge condition, which is not conducive to the further development of El Niño events, especially eastern Pacific (EP) El Niño events (Harrison and Vecchi, 1999; McGregor et al., 2012, 2013; Kug et al., 2003, 2009). The more asymmetrical the SST between the equatorial Northern and Southern Hemisphere Pacific, the larger the amplitude of El Niño events, especially EP El Niño events, and the larger the accompanying ENSO asymmetry among models.

    The relationship between the ENSO asymmetry (Niño3 skewness) and ENSO-related air-sea interaction (alpha) is shown in Figs. 8g-i. The correlation coefficient is 0.47 and 0.21 during El Niño and La Niña, respectively (Figs. 8 g and h). Only the models with alpha larger than 0.2× 10-2 N m-2 k-1 were included, and M30 was also excluded. A positive and slightly nonlinear relationship, with a linear correlation coefficient of 0.39, was found between the ENSO asymmetry and the differences in air-sea interaction between the two phases (El Niño minus La Niña; Fig. 8i). This confirms that the ENSO asymmetry bias is associated with the ENSO-related air-sea interaction biases. The results were similar when all of the model runs were taken into account for the correlation scatterplots in Fig. 8 (not shown).

    Two groups of models based on the ENSO asymmetry were divided and their mean state differences and ENSO-related air-sea interaction differences were investigated. The strong (weak) ENSO asymmetry group consisted of the 10 largest (smallest) Niño3 skewness models. A weak ENSO-related response in terms of the SST anomaly, surface wind stress anomaly and precipitation anomaly was found in both the large skewness group (LSG) and the small skewness group (SSG) models, compared with the observation (Figs. 9d, e, g, and h). Furthermore, the LSG showed a stronger El Niño-related (La Niña-related) response than the SSG, with the El Niño-related response being even stronger (Figs. 9f and i). The residual effect in the LSG was an El Niño-like pattern, while in the SSG a La Niña-like pattern was exhibited (Figs. 9j and k). An prominent eastward expansion (shrinking) of the warm pool (cold tongue) from La Niña to El Niño was found in the LSG models, while the eastward shifting of the system was less distinct than the southward shifting in the SSG models (Fig. 9). These southward expanded warm pool biases may have been due to the positive SST-low cloud feedback in the Southern Hemisphere, as previously found by (Li and Xie, 2012), and the southward shifting of the deep convection may not have facilitated the development of stronger El Niño. The mean SST difference between the LSG and SSG also showed the warmer north off-equatorial Pacific SST differences. The collective effect of the ENSO differences between the two groups also showed the strong El Niño-like pattern, consistent with the aforementioned results.

    However, it is reasonable that models can show uncertainty and diversity in the relationship between the mean state and the ENSO-related air-sea interaction or ENSO asymmetry. The mean state biases show diversity in CMIP5 models (Ham and Kug, 2014). The stratification of the equatorial Pacific can also show diversity, and the subsurface response was not examined in this study. The subsurface response is also critical to the surface response during ENSO. The overall linear ENSO stability formulated as the Bjerknes Stability (BJ) index was evaluated by (Kim et al., 2014) to quantify the air-sea feedbacks associated with the ENSO variability across the historical simulations in CMIP3 and CMIP5 models. They found weak zonal advective feedback, weak thermocline feedback, and a weak thermodynamic damping term over the last 50 years of the 20th century in CMIP5 models.

4. The role of nonlinear dynamical heating in ENSO asymmetry
  • Theoretically, a linear system cannot induce asymmetry, even if external stochastic forcing is involved (An and Jin, 2004). Nonlinear air-sea coupling dynamics result in nonlinear dynamical heating (NDH), which is the omitted term in the BJ index that can contribute to the asymmetry of ENSO (An and Jin, 2004). The NDH in the heat budget of the upper ocean can be obtained from the following SST equation: \begin{eqnarray} \label{eq1} \!\dfrac{\partial T'}{\partial t}\!&=&\!-\!\left(\!{u}'\dfrac{\partial\overline{T}}{\partial x}\!+\! {v}'\dfrac{\partial\overline{T}}{\partial y}\!+\!{w}'\dfrac{\partial\overline{T}}{\partial z}\!+\! \overline{{u}}\dfrac{\partial T'}{\partial x}\!+\!\overline{{v}}\dfrac{\partial T'}{\partial y}\!+\! \overline{{w}}\dfrac{\partial T'}{\partial z}\right)\!-\nonumber\\[1mm] &&\left({u}'\dfrac{\partial T'}{\partial x}+{v}'\dfrac{\partial T'}{\partial y}+{w}'\dfrac{\partial T'}{\partial z}\right)+R' ,(1) \end{eqnarray} where T, u, v and w are the SST and the zonal, meridional and vertical velocities, respectively. The overbars and primes denote the climatological means and anomalies, respectively. Surface heat flux and subgrid-scale contributions (e.g., small oceanic diffusion, heat flux due to tropical instability waves) could attribute to the residual term R'. The second set of brackets in Eq. (2) indicates the NDH (An and Jin, 2004).

    (Jin et al., 2003) found that the NDH can strengthen El Niño events and weaken subsequent La Niña events, thus leading to strong ENSO asymmetry during strong ENSO events (1982/83 and 1997/98). (An and Jin, 2004) noticed the eastward (westward) propagation of the westerly zonal wind anomaly provided a favorable (unfavorable) phase relationship between temperature and currents that resulted in positive (negative) nonlinear dynamical warming during both El Niño and La Niña, potentially contributing to ENSO asymmetry. In the observation, the ENSO asymmetry shows interdecadal changes synchronized with the interdecadal changes in ENSO characteristics. Pre-1976 (1950-76 in this study), ENSO occurred once every 3-4 years with comparably small amplitude. The SST and westerly wind anomalies propagated westward during that time, leading to the comparably small NDH, consistent with the comparably small skewness of ENSO during that period. Post-1976 (1977-99 in this study), ENSO occurred less frequently than pre-1976, with the period increased to 4-6 years but with larger amplitude. The SST and westerly wind anomalies propagated eastward or remained stationary during that time, leading to the large NDH, which was also consistent with the large skewness of ENSO during this period (Wang and An, 2002; An and Jin, 2004; An, 2009).

    CMIP5 models cannot reproduce the observed interdecadal changes of ENSO asymmetry. However, the models with clear eastward propagation of their SST and westerly wind stress anomalies favor stronger ENSO and ENSO asymmetry (Fig. S3). Meanwhile, the CMIP5 models show problems in their precipitation-SST feedback, and the wind stress anomalies are synchronized to the precipitation anomalies well in both the models and observation. The cold tongue biases might suppress the development of deep convection in the central and eastern Pacific. Hence, the underestimation of negative (positive) NDH in the westward (eastward) propagation of SST and wind stress anomalies in climate models, in theory. Therefore, the CMIP5 climate models produce weak ENSO asymmetry over the whole period of 1950-99. Note that the precipitation data were only available from 1979 in the observation. The period 1979-99 is a strong ENSO and ENSO asymmetry period, as well as a period of eastward-propagating or stationary SST and wind stress anomalies (Fig. 10a). The LSG features a strong eastward-propagating SSTA and westerly wind stress anomaly, while there are very weak and less outstanding features in the SSG.

    Two representative models were selected from the two groups, considering the warm or cold phase may cancel the other out due to the phase inconsistency in the models. The eastward-propagating SSTA model (GFDL-ESM2M) shows a strong westerly wind burst, strong air-sea coupling, and clear eastward propagation. In contrast, the westward-propagating SSTA model (Inmcm4) shows a weak westerly wind burst and weak air-sea coupling (Fig. 10). The deep convection develops easily in the central Pacific and further propagates to the eastern Pacific in GFDL-ESM2M, but this is not the case in Inmcm4. The former model has the warmer equatorial Pacific mean SST, and the latter has the colder. In addition, the large-skewness model (GFDL-ESM2M) still does not show the decadal variability of ENSO asymmetry found in the observation, implying many problems remain to be addressed regarding the simulation of ENSO asymmetry in climate models.

5. Summary and discussion
  • Evaluations have revealed that the ENSO statistics in CMIP5 climate models are slightly improved compared with CMIP3. The weak ENSO asymmetry in CMIP5 is closer to the observation. Also, the fact that strong ENSO activities tend to correspond to strong ENSO asymmetry is more evident in CMIP5. The diversity of ENSO amplitude is less and the ENSO asymmetry is mainly associated with El Niño events, especially those extreme ones, in CMIP5 models.

    CMIP5 climate models show a weaker positive nonlinear atmospheric response to ENSO-related SST changes (wind-SST and precipitation-SST feedback) than the observation. The excessive cold tongue biases in the mean state limit the skill of the air-sea coupling and thus lead to the too weak nonlinearity of air-sea interaction and too weak ENSO asymmetry.

    The excessive cold tongue, which extends too far west in CMIP5 models, pushes the deep convection to the western tropical Pacific warm pool region. The cold tongue bias in the mean state is unfavorable for the development of deep convection over the central equatorial Pacific. The deep convection has difficulty in further moving to the eastern equatorial Pacific during El Niño events, especially extreme events, which confines the westerly wind anomaly to the western Pacific. Hence, strong EP El Niño events do not develop as easily as central Pacific El Niño events in the CMIP5 climate models (Kim and Yu, 2012). This weakens the EP El Niño events, especially extreme El Niño events, and thus leads to weakened ENSO asymmetry in climate models.

    The weak modeled ENSO asymmetry and weak modeled nonlinearity in air-sea interactions over the tropical Pacific are both associated with the SST distribution bias in the mean state. The results show that a warmer Northern Hemisphere tropical Pacific favors stronger air-sea interaction during El Niño, and thus stronger ENSO asymmetry.

    This study has revealed that the cold tongue biases in the mean state play a role in weak positive nonlinear air-sea interaction, weak EP El Niño events, and weak ENSO asymmetry in CMIP5 models. It should be emphasized that the weak ENSO asymmetry and weak EP El Niño may further amplify the bias in the mean state and thus enhance the bias in the ENSO asymmetry. The cold tongue bias is even more prominent during extreme El Niño events, compared with "normal" El Niño events.

    CMIP5 climate models also show some diversity and uncertainty in the relationship between the ENSO asymmetry (ENSO-related air-sea interaction) and the mean state biases. CMIP5 models cannot reproduce the decadal variability over the tropical Pacific and thus the decadal variability of ENSO asymmetry. Models tend to simulate one kind of propagation feature instead of the variety of features observed, implying that many problems remain regarding the simulation of ENSO asymmetry in climate models. To improve the simulation of ENSO statistics and ENSO asymmetry, we suggest that an accurate mean state structure, especially a realistic cold tongue and deep convection over the tropical Pacific, should be the priority for state-of-the-art climate models.

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