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Optical, Radiative and Chemical Characteristics of Aerosol in Changsha City, Central China

Fund Project:

This study was supported by the National Key Research and Development Program of China (Grant No. 2016YFC0202001), the Chinese Academy of Sciences Strategic Priority Research Program(Grant No. XDA23020301), and the National Natural Science Foundation of China (Grant Nos. 42061130215 and 41605119). The authors are grateful for the MODIS services provided by the NASA EOSDIS Land Processes Distributed Active Archive Center (LP DAAC). Researchers are welcome to email the Corresponding Author (Prof. Jinyuan XIN: xjy@mail.iap.ac.cn) and share the data in manuscript by a bilateral cooperation


doi: 10.1007/s00376-020-0076-9

  • Industrial pollution has a significant effect on aerosol properties in Changsha City, a typical city of central China. Therefore, year-round measurements of aerosol optical, radiative and chemical properties from 2012 to 2014 at an urban site in Changsha were analyzed. During the observation period, the energy structure was continuously optimized, which was characterized by the reduction of coal combustion. The aerosol properties have obvious seasonal variations. The seasonal average aerosol optical depth (AOD) at 500 nm ranged from 0.49 to 1.00, single scattering albedo (SSA) ranged from 0.93 to 0.97, and aerosol radiative forcing at the top of the atmosphere (TOA) ranged from −24.0 to 3.8 W m−2. The chemical components also showed seasonal variations. Meanwhile, the scattering aerosol, such as organic carbon, SO42−, NO3, and NH4+ showed a decrease, and elemental carbon increased. Compared with observation in winter 2012, AOD and TOA decreased by 0.14 and −1.49 W m−2 in winter 2014. The scattering components, SO42−, NO3 and NH4+, decreased by 12.8 μg m−3 (56.8%), 9.2 μg m−3 (48.8%) and 6.4 μg m−3 (45.2%), respectively. The atmospheric visibility and pollution diffusion conditions improved. The extinction and radiative forcing of aerosol were significantly controlled by the scattering aerosol. The results indicate that Changsha is an industrial city with strong scattering aerosol. The energy structure optimization had a marked effect on controlling pollution, especially in winter (strong scattering aerosol).
    摘要: 工业污染对中国中部典型城市长沙市的气溶胶特性具有很大的影响。2012−14年观测表明,长沙的气溶胶特性具有明显的季节性变化。冬季各参数明显高于其他季节,夏季表现出低值。500 nm波段气溶胶光学厚度(AOD)冬季均值为0.90,夏季为0.75,大气层顶气溶胶辐射强迫(TOA)冬季的冷却效应比夏季强−18.3 W m−2,PM2.5冬季比夏季高43.5 μg m−3。化学成分也表现出相应的季节性变化。PM2.5中有机碳(OC)、SO42−、NO3和NH4+散射性气溶胶冬季均值分别比夏季高9.1 μg m−3、6.1 μg m−3、15.8 μg m−3、8.9 μg m−3。不同来向气团气溶胶特性也有较大差异。来源于南方湿润气团的AOD较小(0.54−0.64),PM2.5浓度也较低(32.0−36.1 μg m−3),对应的TOA呈现加热效应(4.3−4.5 W m−2)。来源于西北方的干燥气团带来粗模态粒子,PM2.5浓度仍相对较低(43.6−79.4 μg m−3),对应的AOD与TOA分别为0.65−0.84和−16.8至−2.46 W m−2,表现为弱冷却效应。局地传输气团气溶胶污染最严重, AOD、TOA 和PM2.5可达1.56、−52.9 W m−2和114 μg m−3。随着国家大气污染防治行动计划执行,2012−14年该地区能源结构不断优化,燃煤比重显著减小。OC、SO42−、NO3和NH4+等散射性气溶胶减少。与2012年冬季的观测值相比,2014年冬季的AOD和TOA分别下降了0.14和−1.49 W m−2。SO42−,NO3和NH4+这三种散射性成分分别下降了12.8 μg m−3(56.8%),9.2 μg m−3(48.8%)和6.4 μg m−3(45.2%)。该地区气溶胶的消光和辐射强迫主要受散射性气溶胶的控制,随着能源结构调整,散射性气溶胶大幅度减少,大气能见度和污染扩散条件得到了改善。
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  • Figure 1.  Geographical location of Changsha station and the distribution of AOD monitored by MODIS over central China from 2012 to 2014.

    Figure 2.  Seasonal means of wind speed (V), RH, mass concentration of fine particles (PM2.5), AE and AOD during the observation period (2012–14) at Changsha station. The bars represent the seasonal means of each parameter, and the black error bars are the standard deviations of seasonal means calculated by monthly values.

    Figure 3.  Seasonal means of SSA, AAOD, SAOD and radiative forcing (TOA: top of the atmosphere; ATM: in the atmosphere; SFC: bottom of the atmosphere) during the observation period (2012–14) at Changsha station. The bars represent seasonal means of each parameter, and the black error bars are the standard deviations of seasonal means calculated by monthly values.

    Figure 4.  Seasonal means of total chemical compositions including OC, EC and water-soluble inorganic ions and their corresponding ratios in nine particle size segments during the observation period (2012–14) at Changsha station. From left to right, the columns represent the mass concentration of chemical compositions with diameter < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm, 1.1–2.1 μm, 2.1–3.3 μm, 3.3–4.7 μm, 4.7–5.8 μm, 5.8–9.0 μm, and > 9.0 μm.

    Figure 5.  Seasonal mean variations of (a) OC/EC and (b) NO3/SO42− in fine particle size segments during the observation period (2012–14) at Changsha station. From left to right, the columns represent the values with diameter < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm and 1.1–2.1 μm. The blue dotted line represents a critical value: it means that SOC occupies the main role when OC/EC > 2; on the contrary, the POC occupies the main role in (a); the contribution of fixed sources (such as coal) is more than that of mobile sources (such as motor vehicles) when NO3/SO42− < 1 in (b).

    Figure 6.  Backward trajectory clustering and characteristics and meteorological factors of aerosols under different trajectory types in (a) spring, (b) summer, (c) autumn and (d) winter. The mass concentration of chemical compositions including water-soluble inorganic ions, EC, and OC in PM2.1 in (Ⅰ), AOD and the mass concentration of PM2.5 in (Ⅱ), radiative forcing at the top of the atmosphere (TOA), in the atmosphere (ATM) and at the surface (SFC) in (Ⅲ), AE (α) and RH in (Ⅳ).

    Figure 7.  Relationship between optical, radiative and chemical properties in seasonal averages during the observation period (2012–14) at Changsha station. The blue line is the fitted straight line from least-squares. The color scale represents the RH, the blue circles in the lower RHs, while the red circles in the higher RHs.

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Manuscript received: 19 March 2020
Manuscript revised: 14 August 2020
Manuscript accepted: 21 August 2020
通讯作者: 陈斌, bchen63@163.com
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Optical, Radiative and Chemical Characteristics of Aerosol in Changsha City, Central China

    Corresponding author: Jinyuan XIN, xjy@mail.iap.ac.cn
    Corresponding author: Wenyu ZHANG, zhangwy@lzu.edu.cn
  • 1. College of Atmospheric Sciences, Key Laboratory of Arid Climatic Change and Reducing Disaster of Gansu Province, Lanzhou University, Lanzhou 730000, China
  • 2. State Key Laboratory of Atmospheric Boundary Layer Physics and Atmospheric Chemistry, Institute of Atmospheric Physics, Chinese Academy of Sciences, Beijing 100029, China
  • 3. University of Chinese Academy of Sciences, Beijing 100049, China
  • 4. Collaborative Innovation Center on Forecast and Evaluation of Meteorological Disasters, Nanjing University of Information Science & Technology, Nanjing 210044, China

Abstract: Industrial pollution has a significant effect on aerosol properties in Changsha City, a typical city of central China. Therefore, year-round measurements of aerosol optical, radiative and chemical properties from 2012 to 2014 at an urban site in Changsha were analyzed. During the observation period, the energy structure was continuously optimized, which was characterized by the reduction of coal combustion. The aerosol properties have obvious seasonal variations. The seasonal average aerosol optical depth (AOD) at 500 nm ranged from 0.49 to 1.00, single scattering albedo (SSA) ranged from 0.93 to 0.97, and aerosol radiative forcing at the top of the atmosphere (TOA) ranged from −24.0 to 3.8 W m−2. The chemical components also showed seasonal variations. Meanwhile, the scattering aerosol, such as organic carbon, SO42−, NO3, and NH4+ showed a decrease, and elemental carbon increased. Compared with observation in winter 2012, AOD and TOA decreased by 0.14 and −1.49 W m−2 in winter 2014. The scattering components, SO42−, NO3 and NH4+, decreased by 12.8 μg m−3 (56.8%), 9.2 μg m−3 (48.8%) and 6.4 μg m−3 (45.2%), respectively. The atmospheric visibility and pollution diffusion conditions improved. The extinction and radiative forcing of aerosol were significantly controlled by the scattering aerosol. The results indicate that Changsha is an industrial city with strong scattering aerosol. The energy structure optimization had a marked effect on controlling pollution, especially in winter (strong scattering aerosol).

摘要: 工业污染对中国中部典型城市长沙市的气溶胶特性具有很大的影响。2012−14年观测表明,长沙的气溶胶特性具有明显的季节性变化。冬季各参数明显高于其他季节,夏季表现出低值。500 nm波段气溶胶光学厚度(AOD)冬季均值为0.90,夏季为0.75,大气层顶气溶胶辐射强迫(TOA)冬季的冷却效应比夏季强−18.3 W m−2,PM2.5冬季比夏季高43.5 μg m−3。化学成分也表现出相应的季节性变化。PM2.5中有机碳(OC)、SO42−、NO3和NH4+散射性气溶胶冬季均值分别比夏季高9.1 μg m−3、6.1 μg m−3、15.8 μg m−3、8.9 μg m−3。不同来向气团气溶胶特性也有较大差异。来源于南方湿润气团的AOD较小(0.54−0.64),PM2.5浓度也较低(32.0−36.1 μg m−3),对应的TOA呈现加热效应(4.3−4.5 W m−2)。来源于西北方的干燥气团带来粗模态粒子,PM2.5浓度仍相对较低(43.6−79.4 μg m−3),对应的AOD与TOA分别为0.65−0.84和−16.8至−2.46 W m−2,表现为弱冷却效应。局地传输气团气溶胶污染最严重, AOD、TOA 和PM2.5可达1.56、−52.9 W m−2和114 μg m−3。随着国家大气污染防治行动计划执行,2012−14年该地区能源结构不断优化,燃煤比重显著减小。OC、SO42−、NO3和NH4+等散射性气溶胶减少。与2012年冬季的观测值相比,2014年冬季的AOD和TOA分别下降了0.14和−1.49 W m−2。SO42−,NO3和NH4+这三种散射性成分分别下降了12.8 μg m−3(56.8%),9.2 μg m−3(48.8%)和6.4 μg m−3(45.2%)。该地区气溶胶的消光和辐射强迫主要受散射性气溶胶的控制,随着能源结构调整,散射性气溶胶大幅度减少,大气能见度和污染扩散条件得到了改善。

1.   Introduction
  • Aerosols affect many physical and chemical processes in the atmosphere, and further impact upon weather and climate changes. Aerosol particles prevent radiation from reaching the ground through scattering or absorption. In addition, the scattering and absorption of solar radiation affect visibility. Moreover, aerosol particles can be retained in the human respiratory tract, even deep in the lungs. This directly affects human health and living environments (Charlson et al., 1992; Kaufman, 1993; Lohmann and Feichter, 2005; Wang et al., 2001; Mukai et al., 2006; Carslaw et al., 2010; Logan et al., 2013, 2014; Reisen et al., 2013; Sheng et al., 2013; Chen et al., 2014; IPCC 2014; Xin et al., 2015; Ma et al., 2016). Meanwhile, chemical compositions in different regions vary greatly because of different emissions, and show different radiative effects. Generally speaking, anthropogenic aerosols such as sulfate and nitrate have strong scattering characteristics and mainly exhibit cooling effects; black carbon shows clear heating effects owing to strong absorption characteristics; sea salt, which is a natural aerosol, exhibits heating effects; and dust aerosol exhibits strong heating effects in the shortwave range and cooling effects in the longwave range (Qian et al., 1998; Jacobson, 2002; Zhang et al., 2002, 2008; Che et al., 2009; Li et al., 2009; Wang et al., 2010; Singh and Dey, 2012; Xu et al., 2013; Koepke et al., 2015; Huang, 2016; Tian et al., 2016; Zhang and Liao, 2016). As one of the world’s heavily polluted regions, China has a major impact on global climate change and human health. However, there are huge differences in the physical and chemical characteristics of atmospheric particles at different types of sites in different regions of China (Wang et al., 2001; Xin et al., 2007, 2015, 2016a, b; Zhang et al., 2012, 2019; Zhao et al., 2013a, b; Tian et al., 2016; Cao et al., 2016; Huang, 2016). Therefore, it is necessary to study the optical, radiative and chemical properties of aerosol and understand the relationships among them, which is also helpful for pollution control.

    There have been many studies in China that have concentrated on the country’s industrially developed and heavily polluted areas, such as the Beijing–Tianjin–Hebei region, the Yangtze River Delta region, and the Pearl River Delta region (Zheng et al., 2005; Zhao et al., 2013a, b, 2015, 2018; Gong et al., 2014; Kong et al., 2014, 2017; Shao et al., 2017; Tang et al., 2018; Zhang et al., 2018). Currently, we know that the aerosol optical depth (AOD) is relatively large in central and southeastern China. Furthermore, there are large quantities of anthropogenic aerosol emissions in the southeast, so many areas in eastern China have shown the presence of contaminants and mixed mineral and smoke aerosols (Xin et al., 2007, 2015, 2016a; Che et al., 2009, 2015). However, few researchers have focused on central China, despite the extinction effect of aerosol being strong there. Central China (including Henan, Hubei and Hunan provinces) includes the middle reaches of the Yellow River and Yangtze River. It is surrounded by the Beijing–Tianjin–Hebei region, the Yangtze River Delta, the Pearl River Delta, the Sichuan Basin, and the Guanzhong Plain, and connects the entire country. Previous research showed that the average AOD in central China was 0.61 between 2003 and 2012, which was higher than that in North China (0.57) and the Pearl River Delta (0.41) (Chen, 2014). Furthermore, the AOD at 500 nm in Wuhan was approximately 0.88, 1.07, 1.11, 1.38, 1.02, 0.92 and 1.07 for the years 2007, 2008, 2009, 2010, 2011, 2012 and 2013, respectively, which were slightly higher than the values in Beijing during 2002–07 (0.79, 0.75, 0.85, 0.74, 0.86 and 1.06, respectively). The annual mean Ångström exponent (AE) was approximately 1.22, which showed the dominance of fine particle pollution. The monthly variation of single scattering albedo (SSA) was closely related to the hygroscopic growth of aerosols, fossil fuels and biomass burning (Wang et al., 2015; Zhang et al., 2015). The annual average AOD at 440 nm in Zhengzhou was 0.89 ± 0.57 in 2008, and the AE was 1.47, which showed urban industrial aerosol particles were still the main controlling particles in Zhengzhou (Tian et al., 2010). The annual mean PM2.5 in Zhengzhou was 191, 185 and 150 μg m−3 in 2013, 2014 and 2015, which were higher than the average in the Yangtze River Delta (59.7 μg m−3) (Jiang et al., 2018). The annual average concentration of PM2.5 was 82.81 μg m−3 in 2013 and 76.38 μg m−3 in 2014 in Changsha; the corresponding pollution day ratios (PM2.5 > 75 μg m−3) were 44.11% and 39.45% (Wang, 2016). The annual mean AOD and AE were 0.95 ± 0.52 and 1.06 ± 0.31 from 2012 to 2013 (Xin et al., 2015). The annual average concentration of PM10 had been in steady decline in China during 2004–12. However, PM10 showed a large increase in almost all regions in 2013. Overall, we can see that central China is a highly polluted area, and there have not been many studies that have analyzed in depth the properties of aerosols in central China. Therefore, studying the properties of aerosols in central China has significance.

    Changsha is an important central city in the middle reaches of the Yangtze River. Its location is (27.81°–28.68°N, 111.88°–114.25°E) in the north of Hunan Province and the middle of Xiangjiang Valley. Its unique geography and topography make it difficult for air pollutants to spread, thus affecting the environmental quality in Changsha. In addition, Changsha–Zhuzhou–Xiangtan forms a triangular industrial zone, so the atmosphere may also be affected by atmospheric pollutants emitted by other cities in this zone. The long-term coal-based energy structure causes soot-type pollution, with SO2 and NO2 as the main pollutants. At the same time, dust is also a major pollutant (Changsha Municipal Bureau of Statistics, and Changsha investigation team of National Bureau of Statistics, 2018). Furthermore, Changsha was in the process of an energy structure adjustment during 2012–14. Therefore, we studied the optical, radiative and chemical properties of aerosol in Changsha during 2012–14 and report the results in this paper. In our research, we analyzed the seasonal variations of optical properties (AOD, AE), radiative properties (SSA, radiative forcing) and chemical properties [organic carbon (OC), elemental carbon (EC), water-soluble ions] in Changsha during 2012–14. Meanwhile, we compared the changes during the three years. Then, we performed a backward trajectory analysis and potential source area analysis to understand the impacts of airmass transmission. Lastly, we studied the relationships among the optical, radiative and chemical properties.

2.   Data and methods
  • Changsha station (28.2°N, 113.067°E) of the CARE-China network is located in the east of Changsha, at an altitude of 58 m. It represents a typical urban station influenced by intensive human activities. The geographical location of Changsha Station and the distribution of AOD monitored by MODIS over central China during 2012–14 is shown in Fig. 1. We can see that Changsha is in the polluted area.

    Figure 1.  Geographical location of Changsha station and the distribution of AOD monitored by MODIS over central China from 2012 to 2014.

    In this study, the basic optical parameter, AOD, was observed by a Microtops II solar photometer, manufactured by Solar Light, USA. The photometer has five spectral channels: 440 nm, 500 nm, 675 nm, 870 nm and 936 nm. All the channels can be used to determine AOD according to the Lambert–Beer law. AE, representing the size of aerosol particles, was calculated along with the AOD in three channels: 440 nm, 500 nm and 675 nm. SSA and values of radiative forcing at the top of the atmosphere (TOA), in the atmosphere (ATM), and at the bottom of the atmosphere (SFC), were calculated by the Santa Barbara DISORT Atmospheric Radiative Transfer (SBDART) software. We chose the midlatitude atmospheric profile in SBDART. The input consisted of the aerosol parameters, including AOD, SSA, asymmetric parameters and AE, and surface albedo of MODIS. The results were combined with MODIS observations. More detailed descriptions can be found in our previous papers (Gong, 2014; Xin et al., 2016b; Gong et al., 2017). SSA represents the ratio of aerosol scattering to its total extinction (scattering plus absorption) (Xia et al., 2013; Gong, 2014; Koo et al., 2016; Ram et al., 2016; Gong et al., 2017; Palancar et al., 2017). The AOD and SSA data mentioned in this paper are all 500 nm results. The calculated results were under clear-sky conditions, and the relevant effects of the cloud layer on the results were not considered in this study. The absorption aerosol optical depth (AAOD) and scattering aerosol optical depth (SAOD), respectively indicating the degree of aerosol absorption and scattering, were calculated with the AOD and SSA [AAOD = (1 − SSA) × AOD; SAOD = SSA × AOD)] (Zhao et al., 2018). Additionally, meteorological data were provided by the China Meteorological Data Network (http://www.nmic.cn/), including daily average data such as relative humidity (RH), wind speed, wind direction, etc.

    The mass concentration of PM2.5 was obtained with an online atmospheric particulate matter monitoring system (TEOM 1400a) based on a tapered element oscillating microbalance. The PM2.5 data were output every minute. The atmospheric particulate matter was collected using an Anderson impact grading sampler (Series 20-800 Mark II), manufactured by American Thermoelectric Corporation, to study the concentration and spectral distribution of chemical compositions. PM2.1, obtained by Anderson sampling, is significantly linearly correlated (R2 = 0.89, p < 0.05) with online PM2.5 (Tian et al., 2016). The atmospheric particulate matter was divided into nine particle size segments: < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm, 1.1–2.1 μm, 2.1–3.3 μm, 3.3–4.7 μm, 4.7–5.8 μm, 5.8–9.0 μm, and > 9.0 μm. The sampling frequency was one sampling per week and collected continuously for 48 h each time. The water-soluble ions were analyzed by ion chromatography (Dionex ICS-90, United States) and a thermal/optical carbon analyzer (DRI Model 2001A, Desert Research Institute, United States) was used to determine EC and OC (Tian et al., 2016; Su, 2018). The analysis method of the thermal/optical carbon analyzer adopts IMPROVE_A. Furthermore, we used the EC tracer method to estimate the mass concentration of secondary organic carbon (SOC) and primary organic carbon (POC) [SOC = OCtot − (OC / EC)pri × EC; POC = (OC / EC)pri × EC] (Hu et al., 2016). We also estimated the organic matter (OM) through the equation OM = 1.4 × OC (Srinivas and Sarin, 2014).

    We employed the TrajStat (Trajectory Statistics) model for seasonal backward trajectory clustering. The TrajStat model is software developed by NOAA HYSPLIT users, using the same trajectory calculation module as HYSPLIT (Wang et al., 2009). The endpoint of the trajectory was Changsha station, and the backward time was 72 h. Meanwhile, we computed the potential source contribution function and concentration weighted trajectory analyses according to the PM2.5 data. The meteorological data input was from the NCEP reanalysis dataset from NOAA.

3.   Results and discussion
  • Figure 2 presents the seasonal mean changes of wind speed, RH, PM2.5, AE and AOD between 2012 and 2014. Wind speed varied from 1.6 m s−1 to 2.3 m s−1 in Changsha. It was large in summer 2013, corresponding to a low PM2.5 and AOD. More details are given in Fig. S1 (in the Electronic Supplementary Material, ESM). The seasonal RH varied from 58% to 81% in Changsha, providing enough water vapor for atmospheric reactions. The annual PM2.5 was 77.8 ± 27.4 μg m−3 (shown in Table S1 in the ESM), which was more than in Beijing (66 ± 54 μg m−3), Shenyang (71 ± 55 μg m−3) from 2012 to 2013 (Xin et al., 2016a). PM2.5 was obviously higher in winter and lower in summer, ranging from 41.4 μg m−3 to 108.9 μg m−3 in its seasonal means. Besides, the mass concentration of PM2.5 in winter 2014 decreased by 19.4 μg m−3 (19.0%) compared with winter 2012. The annual average AOD and AE were 0.81 ± 0.19 and 1.00 ± 0.11, respectively (Table S1). The annual AOD value was almost the same as those of other industrial cities, such as Shenyang (0.61 ± 0.13), Tangshan (0.80 ± 0.26) and Lanzhou (0.74) (Gong et al., 2017; Zhang et al., 2018; Zhao et al., 2018). We therefore know that it had similar aerosol properties as these industrial cities. In terms of the three-year average, AOD had larger values in spring and winter (~0.90), while AE showed smaller values (0.93) in spring, which was identical to the results in Zhengzhou (Tian et al., 2010). However, this seasonal change was different to observation around the Bohai Rim, such as in Beijing and Tangshan, which followed the order summer > spring > autumn > winter (Zhang et al., 2018). In 2012–14, AOD had a similar seasonal difference. AOD was larger in winter and spring. Compared to winter 2012, AOD decreased by 0.14 in winter 2014. AE showed smaller values in spring because of dust aerosol. Also, it showed a growth trend during 2012–14. It should be noted that all the seasonal means were more than 0.75, indicating that aerosol particles in Changsha were dominated by the fine particle mode. To sum up, we have found that AOD and PM2.5 decreased and AE overall increased during the period of energy structure optimization in Changsha.

    Figure 2.  Seasonal means of wind speed (V), RH, mass concentration of fine particles (PM2.5), AE and AOD during the observation period (2012–14) at Changsha station. The bars represent the seasonal means of each parameter, and the black error bars are the standard deviations of seasonal means calculated by monthly values.

    Figure 3 shows the seasonal average changes of SSA, AAOD, SAOD and radiative forcing (TOA, ATM and SFC) from 2012 to 2014. For the three-year average, SSA values were all larger than 0.94, which showed obvious urban characteristics (Gong et al., 2017). Seasonal mean values of SSA were all greater than 0.93, which showed the scattering effect of aerosol was very strong, and manmade scattering aerosol such as sulfate and nitrate was dominant in Changsha. SAOD and AAOD showed their highest values in winter due to the emissions. The overall trend of SAOD was similar to AOD. It can be seen that TOA in Changsha was basically negative, apart from in summer 2013 (3.8 W m−2), ranging from −24.0 W m−2 to −1.1 W m−2. ATM and SFC changed from 37.9 W m−2 to 59.8 W m−2 and −79.1 W m−2 to −34.1 W m−2. All radiative forcings had their largest values in winter, and small values in summer. Furthermore, the variation of TOA was different from that in Beijing, showing the cooling effect was weaker in winter and spring and relatively stronger in summer and autumn (Gong, 2014). In summer, the scattering effect weakened because of rainfall and reduced anthropogenic aerosol emissions. Therefore, the cooling effect of aerosol was weak in summer. Correspondingly, the cooling effect was strong in winter due to more anthropogenic aerosol emissions. In the three-year trend, the cooling effect of aerosol showed a small decrease. It was related to the decrease in scattering aerosol emissions during the energy structure optimization process. This trend is expected to reduce the atmospheric stability and promote pollutant diffusion. From the results, we can see anthropogenic aerosol had a strong scattering effect in Changsha, and there might be differences in aerosol types with northern regions. The energy structure optimization measures improved diffusion conditions.

    Figure 3.  Seasonal means of SSA, AAOD, SAOD and radiative forcing (TOA: top of the atmosphere; ATM: in the atmosphere; SFC: bottom of the atmosphere) during the observation period (2012–14) at Changsha station. The bars represent seasonal means of each parameter, and the black error bars are the standard deviations of seasonal means calculated by monthly values.

    Figure 4 shows the seasonal average mass concentrations of OC, EC and water-soluble inorganic ions (SO42−, NO3, NH4+, Na+, Cl, K+, NO2, Mg2+ and F) in nine particle size segments from 2012 to 2014 in Changsha. From the three-year average, the average of the total chemical components (including OC, EC and water-soluble inorganic ions) was higher in winter (89.3 μg m−3) than in other seasons (spring: 58.5 μg m−3; summer: 44.4 μg m−3; autumn: 58.9 μg m−3) in PM2.1, due to the intensity of the emissions and weather conditions. The concentrations of PM2.5 and EC, OC, SO42−, NO3, and NH4+ in PM2.1 in winter were 1.8, 2.0, 1.6, 1.4, 5.9, and 2.6 times higher than those in summer (Table S1). From Fig. 4, we can see that OC was greater than EC in almost the nine particle size segments. Furthermore, OC and EC presented a bimodal distribution in 0.43–0.65 μm and 4.7–5.8 μm. EC was concentrated in PM0.43, contributing approximately 20%–59%. The seasonal averages of OC ranged from 9.5 μg m−3 to 25.8 μg m−3 in PM2.1, and from 5.1 μg m−3 to 18.9 μg m−3 in PM2.1-100. Meanwhile, EC ranged from 2.0 μg m−3 to 7.4 μg m−3, and from 0.9 μg m−3 to 4.1 μg m−3, correspondingly (Figs. S2 and S3). Both were higher than those in Tangshan and Beijing (Zhang et al., 2018). All of the above results indicate that carbonaceous aerosol pollution was heavy. Human emissions such as coal combustion, motor vehicle exhaust and biomass combustion were significant (Seinfeld and Pandis, 1998; Kirkevåg et al., 1999; Jacobson, 2001; Cao et al., 2005; Huan et al., 2005). Furthermore, OC showed a decrease from 2012 to 2014 because of more biomass burning and less fossil fuel burning (Figs. S5 and S6). The total water-soluble ions ranged from 20.4 μg m−3 to 66.5 μg m−3 in PM2.1. The water-soluble ions were centrally distributed in PM0.43-2.1, contributing from 53% to 70%. Secondary inorganic ions (SIA, including SO42−, NO3, and NH4+), the most important water-soluble inorganic ions in atmospheric particles, accounted for 77%–92% in seasonal averages, indicating that secondary aerosol pollution played an important role in Changsha. The high SO42− indicated that atmospheric particulate matter was affected by coal combustion in Changsha. Apart from differences in seasonal emissions, the concentrations of NO3 and NH4+ in winter were greater than those in summer, possibly because of the less extensive influence of temperature on the state of particulate matter (Russell et al., 1983; Guo et al., 2010; Cao et al., 2016). The concentration of SO42− and NH4+ decreased from spring to winter in 2014. Besides, we found that OC and SO42− had a downward trend overall. Comparing the values in winter, SIA, SO42−, NO3 and NH4+ decreased by 28.4 μg m−3 (51.1%), 12.8 μg m−3 (56.8%), 9.2 μg m−3 (48.8%) and 6.4 μg m−3 (45.2%), respectively, from 2012 to 2014. Human emissions such as fuel combustion had been reduced year by year. The energy structure was gradually optimized and the secondary pollution reduced, which is verified by Figs. S6 and S7. In Fig. S7, we can see that OM and SOM (secondary organic matter) showed a downward trend, while POM (primary organic matter) increased during 2012–14. Therefore, the mass concentrations of chemical components were high and the results showed there was serious secondary pollution in Changsha. Energy structure optimization changed the proportions of chemical components. Secondary aerosols decreased and pollution was controlled to a certain extent.

    Figure 4.  Seasonal means of total chemical compositions including OC, EC and water-soluble inorganic ions and their corresponding ratios in nine particle size segments during the observation period (2012–14) at Changsha station. From left to right, the columns represent the mass concentration of chemical compositions with diameter < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm, 1.1–2.1 μm, 2.1–3.3 μm, 3.3–4.7 μm, 4.7–5.8 μm, 5.8–9.0 μm, and > 9.0 μm.

    Figure 5 shows seasonal mean variations of OC/EC and NO3/SO42− in fine particle size segments (< 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm and 1.1–2.1 μm) from 2012 to 2014 in Changsha. In this paper, we use the ratio of OC/EC to initially determine the source of carbonaceous aerosols (Ram and Sarin, 2010) and the ratio of NO3/SO42− to compare the contribution of fixed sources (such as coal) and mobile sources (such as motor vehicles) to particulate matter in the atmosphere (Watson et al., 1994; Huang et al., 2014; Su et al., 2018). It can be seen from Fig. 5 that the OC/EC values ​were generally greater than 2.0, apart from the < 0.43 particle size segment, which showed it was mainly based on SOC emissions in Changsha. In PM0.43, the percentage of OC/EC < 2 was 75%, showing that POC was dominant in this particle size segment. The OC/EC values ranged from 1.1 to 19.3 in fine modes, which indicated that coal-fire emissions and biomass-burning emissions existed (Jiang, 2017). The ratio of OC/EC had obvious seasonal changes, with a larger value in summer and a smaller value in winter. The low temperature in winter caused photochemical reactions to weaken, so OC/EC was generally lower in winter than in summer (Pio et al., 2011). Also, the type of pollutant and plant discharge contributed to this result. There were active plant emissions with more OC in summer and more coal combustion in winter. We guessed there was a lot of biomass burning so the values of OC/EC were high in 2012, as indicated by the fire point data in Fig. S5. From the three-year trend, it can be seen that OC had decreased, EC had increased, and the OC/EC values showed a decline. This phenomenon illustrated that secondary emissions had been controlled. The ratio of NO3/SO42− had obvious seasonal changes, with the highest in winter and lowest in summer, followed by spring and autumn. The values of NO3/SO42− were mostly lower than 1, which showed coal still played a leading role in the energy structure and fixed sources dominated over mobile sources. Meanwhile, the overall trend has risen because the energy structure was continuously optimized and fossil energy consumption continued to decrease (Fig. S6). The ratios in coarse modes had a contrasting trend (Fig. S3): high in summer and low in winter, and it was almost all greater than 1, showing that the contribution of the moving sources in the coarse mode was large. A possible reason is that nitric acid gas could be adsorbed by coarse particles to form NO3, and SO42− reacted with cloud droplets or droplets when the RH was high (Huang et al., 2013; Cao et al., 2016).

    Figure 5.  Seasonal mean variations of (a) OC/EC and (b) NO3/SO42− in fine particle size segments during the observation period (2012–14) at Changsha station. From left to right, the columns represent the values with diameter < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm and 1.1–2.1 μm. The blue dotted line represents a critical value: it means that SOC occupies the main role when OC/EC > 2; on the contrary, the POC occupies the main role in (a); the contribution of fixed sources (such as coal) is more than that of mobile sources (such as motor vehicles) when NO3/SO42− < 1 in (b).

    To sum up, there were clear industrial aerosol characteristics with strong scattering effects in Changsha. Coal consumption reduced and natural gas consumption increased during the energy structure optimizing process from 2012 to 2014. Besides, AOD, particle matter and radiative forcing were decreased. The extinction of aerosol declined and the visibility improved. TOA expressed a weaker cooling effect and pollutant diffusion conditions improved. AE showed an increasing trend while coarse particles were firstly controlled during the pollution control process. The degree of change in each component was not consistent. The mass concentrations of SO42−, NO3, NH4+ and OC decreased in autumn and winter, while EC increased. Comparing the results of optical, radiative and chemical properties of aerosol, we found that, with the energy structure optimization and the control measure from the government, chemical compositions changed, while the extinction and radiative forcing of aerosol decreased with it. Anthropogenic emissions, such as fossil fuels and secondary aerosol, reduced, and there was improvement in pollution control.

  • Figure 6 represents the backward trajectories of aerosol in the four seasons, as well as meteorological factors and optical, physical and chemical properties of aerosol corresponding to each trajectory. The route and direction of the trajectory indicates the area where the air mass passed before reaching the observation site. From Fig. 6a, the clustering results of the backward trajectories in spring consisted of four categories, three of which [Type-I (21%), Type-II (37%), Type III (29%)] moved slowly and polluted more seriously, for which PM2.5 was 77.96 μg m−3, 72.77 μg m−3 and 83.47 μg m−3. Type-IV (13%) originated from marine air masses. Correspondingly, the concentrations of all chemical compositions and PM2.5 (45.10 μg m−3) were lower and AOD was smaller than for the others. The clustering results were classified into six categories in summer (Fig. 6b), which could be divided into two categories, according to the direction: south (52%) and north (48%). It can be seen that the concentrations of chemical compositions and PM2.5 originating from the southern air mass (Type-II, Type-III and Type-V) were low, and AOD was also small. Furthermore, TOA and SFC exhibited weak cooling effects because of the wet and clean air mass from the south with less anthropogenic scattering aerosols. The clustering results in autumn shown in Fig. 6c consisted of five categories: Type-I, Type-II, Type-III and Type-IV, which were derived from the northeast, while Type-V (5%) was from the northwest. The RH of the Type-V air mass, the concentration of SIA and PM2.5 were lower than for others, as well as the AOD and AE, indicating that the northwest region transmitted dry, coarse-mode particles and less of an effect of anthropogenic aerosols. Other than this, the cooling effect of TOA was smaller because of natural aerosol such as dust. The clustering results in winter are shown in Fig. 6d, and are similar to the direction in autumn, from the northeast (90%) and northwest (10%). The properties of the air mass in winter originating from the northwest were similar to those in autumn, but its corresponding AE was greater than 1, indicating fine-mode particles were dominant in winter. From the results of the backward trajectory and the potential source area (Fig. S8), it is easy to see that the atmospheric pollution in Changsha was greatly affected by local pollution as well as airmass transportation in neighboring provinces and cities. These caused high concentrations of PM2.5 and high AOD in Changsha. Meanwhile, the air mass from the ocean or northwest would improve diffusion conditions and weaken air pollution. Therefore, governing local pollution in Changsha is an effective method. Collaboration across regions is also important.

    Figure 6.  Backward trajectory clustering and characteristics and meteorological factors of aerosols under different trajectory types in (a) spring, (b) summer, (c) autumn and (d) winter. The mass concentration of chemical compositions including water-soluble inorganic ions, EC, and OC in PM2.1 in (Ⅰ), AOD and the mass concentration of PM2.5 in (Ⅱ), radiative forcing at the top of the atmosphere (TOA), in the atmosphere (ATM) and at the surface (SFC) in (Ⅲ), AE (α) and RH in (Ⅳ).

  • Figure 7 shows the relationship between AOD, PM2.5, SSA, TOA and chemical components in terms of their seasonal means. Also, the colorbar presents the RH because of the hygroscopic growth of aerosols. As PM2.5 increased, AOD showed an increase and TOA a stronger cooling effect. Meanwhile, with the increase of OM and SIA, TOA showed a decrease. It is well known that when the mass concentrations of PM2.5 increase, the ratio of anthropogenic aerosol emissions will increase in urban cities and aerosol will display larger extinction, stronger scattering effects and cooling effects. All chemical compositions worked together on optical and radiative properties. The degree of optical and radiative changes caused by different compositions was different. In autumn and winter, chemical compositions had a more pronounced effect on AOD and TOA because of anthropogenic aerosol emissions and poor meteorological diffusion conditions. Besides, the hygroscopic growth of aerosols would affect aerosol properties. Thus, there are some discrete points in Fig. 7. Some of the time, although OM was not large, TOA exhibited a strong cooling effect with the large SIA. Therefore, the scattering aerosols played an important role in aerosol direct radiative forcing. Overall, PM2.5 made an important contribution to AOD and TOA. Meanwhile, SIA was the important component of PM2.5. Furthermore, controlling SIA components in PM2.5 remains an important step in controlling the atmospheric aerosol pollution.

    Figure 7.  Relationship between optical, radiative and chemical properties in seasonal averages during the observation period (2012–14) at Changsha station. The blue line is the fitted straight line from least-squares. The color scale represents the RH, the blue circles in the lower RHs, while the red circles in the higher RHs.

4.   Conclusions
  • By analyzing the optical, physical and chemical properties of aerosol in Changsha, obvious industrial pollution characteristics were found. Overall, AOD showed large values in spring and winter, while there was a downward trend. AE indicated that aerosol particles mainly existed as fine-mode, and coarse-mode particles reduced. SSA were all more than 0.90 and the radiative forcing was almost negative, indicating that they were dominated by anthropogenic scattering aerosols. OC and EC generated by human emissions and secondary emissions were greater. OC and SOM showed a downward trend. The average concentration of total water-soluble ions was highest in winter, while SIA (including SO42−, NO3 and NH4+) was the main constituent in atmospheric particles. Coal combustion still played a leading role in the energy structure, as indicated by the higher concentrations of SO42− than NO3. The extinction and radiative forcing of aerosol was significantly controlled by chemical compositions apart from the mass concentration of particulate matter. Besides, SIA was the important component affecting optical and radiative properties. Chemical components decreased in winter and caused lower AOD and weaker cooling effects during the energy structure optimization. SIA decreased by 51.1% and AOD by 14.2%. The backward trajectories and the potential source area indicated that the atmosphere in Changsha was affected by local pollution and neighboring provinces and cities. Governing local pollution in Changsha is an effective method.

    In summary, Changsha was greatly affected by industrial aerosol with strong scattering effects. Atmospheric visibility improved and pollution was controlled to some extent during the energy structure optimization process from 2012–14. Further control of local anthropogenic pollution is still necessary.

    Acknowledgements. This study was supported by the National Key Research and Development Program of China (Grant No. 2016YFC0202001), the Chinese Academy of Sciences Strategic Priority Research Program(Grant No. XDA23020301), and the National Natural Science Foundation of China (Grant Nos. 42061130215 and 41605119). The authors are grateful for the MODIS services provided by the NASA EOSDIS Land Processes Distributed Active Archive Center (LP DAAC). Researchers are welcome to email the Corresponding Author (Prof. Jinyuan XIN: xjy@mail.iap.ac.cn) and share the data in manuscript by a bilateral cooperation.

    Electronic supplementary material: Supplementary material is available in the online version of this article at https://doi.org/10.1007/s00376-020-0076-9.

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