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Intensity Evolution of Zonal Shear Line over the Tibetan Plateau in Summer: A Perspective of Divergent and Rotational Kinetic Energies


doi: 10.1007/s00376-021-1302-9

  • Based on the ERA5 reanalysis datasets during 1980–2019, a total of eleven zonal shear lines (ZSLs) that caused heavy precipitation and lasted more than 60 hours over the Tibetan Plateau in summer are selected for composite analysis. By decomposing the kinetic energy (K) near the ZSL into divergent and rotational kinetic energies (KD and KR) and the kinetic energy of interaction between the divergent wind and the rotational wind (KRD), the influence of the rotational and divergent winds on the evolution of the ZSL intensity is investigated from the perspective of KD and KR. The main results are as follows. The ZSL is a comprehensive reflection of rotation and convergence. The intensity evolution of ZSL is essentially synchronized with those of K, KR, and KRD but lags behind KD by about three hours. The enhancement of K is mainly contributed by KR, which is governed by the conversion from KD to KR. Furthermore, the increase in the conversion from KD to KR is controlled by the geostrophic effect term Af, which is determined by the joint enhancement of the zonal rotational and meridional divergent wind components (uR and vD). Therefore, the joint enhancement of uR and vD controls the increase of the ZSL intensity, leading to increased precipitation.
    摘要: 基于1980–2019年的ERA5再分析资料,选取了11个能够引发青藏高原强降水且生命史超过60 小时的夏季青藏高原横切变线(下称切变线)个例进行合成分析。将切变线附近的动能分解为辐散风旋转风动能和旋转风辐散风相互作用动能,从辐散风动能和旋转风动能角度来研究辐散风旋转风对切变线的强度演变的影响。主要结论如下。切变线是旋转和辐合的综合体现。切变线的强度演变和动能、旋转风动能、旋转风辐散风相互作用动能基本同步,但滞后辐散风动能约3小时。动能的增加主要由旋转风动能的增加造成,而旋转风动能的增加则由辐散风动能向旋转风动能的转换造成。此外,辐散风动能向旋转风动能的转换的增加则是受地转效应项控制,而地转效应项的增加则取决于纬向旋转风和经向辐散风分量的共同增加。因此,纬向旋转风和经向辐散风分量的共同增加控制着切变线强度增强,进而导致降水增加。
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  • Figure 1.  (a) The distribution of 11 typical cases of lifetime-averaged ZSLs at 500 hPa (color contours), (b) The synthetic precipitation near the ZSL during its whole lifetime, the three stages, namely 1800 LST 1st–1800 LST 2nd, 1800 LST 2nd –1800 LST 3rd, and 1800 LST 3rd –1800 LST 4th (units: mm d–1). The solid gray line outlines the region with an altitude of 3000 m, which indicates the major body of the TP (the same below).

    Figure 2.  (a) 500-hPa wind field (V) (black wind vectors; units: m s−1) and the vertical component of the relative vorticity ( ζ ) (>0, shading; units: 10−5 s−1), (b) 500-hPa rotational wind (VR) and its specific value (black wind vectors and shading; units: m s−1) and (c) 500-hPa convergent wind (VR) and its specific value (black wind vectors and shading; units: m s−1) averaged in the whole lifetime of the ZSL. The black dashed box represents the study area (32°–35°N, 81°–99°E), and the black thick solid line denotes the lifetime-averaged ZSL (the same below).

    Figure 3.  (a–c) The kinetic energy (K), (d–f) the rotational kinetic energy (KR), (g–i) the divergent kinetic energy (${K_{\text{D}}}$), and (j–l) the kinetic energy for the interaction between the divergent wind and the rotational wind (KRD) at 500 hPa (contours, units: J m−2) averaged at different stages of the ZSL. (a, d, g, j) denote the development stage, (b, e, h, k) the vigorous stage, and (c, f, i, l) the decay stage.

    Figure 4.  Evolution of ζ (solid red lines; units: 10−5 s−1), K (black hollow lines; units: J m−2), KR (hollow blue lines; units: J m−2), KD (hollow purple lines; units: J m−2) and KRD (hollow green line; units: J m−2) averaged in the study area near the ZSL at 500 hPa. The black coordinate axis is for K, the purple coordinate axis for KD, the blue coordinate axis for KR, the green coordinate axis for KRD, and the red coordinate axis for ζ.

    Figure 5.  Same as Fig. 3, but for (a–c) the local change of KR (DKR), (d–f) the generation term of KR (GR), and (g–i) the horizontal flux divergence of K by VR (HFR) (contours; units: 10−4 W m−2 Pa−1).

    Figure 6.  Same as Fig. 3, but for conversion term between KD and KR (C(KD, KR)) (contours; units: 10 −4 W m−2 Pa−1).

    Figure 7.  (a1–c1) Same as Fig. 3, but for (a1–c1). The values of times zonal rotational wind component times meridional divergent wind component ($ {u_{\text{R}}}{v_{\text{D}}} $) and (a2–b2) the opposite values of zonal divergent wind component times meridional rotational wind component ($ - {v_{\text{R}}}{u_{\text{D}}} $) are shown (contours; units: m2 s–2).

    Table 1.  Elevent typical cases of zonal shear lines (ZSLs) over the Tibetan Plateau (TP) in summer (Note: ZSL mentioned in this research all refers to ZSL over the TP in summer. The avereage precipitation at all stations of each ZSL process near each ZSL case (30°–36°N) is defined as the accumulated precipitation. The LST represents the local solar time, which is six hours ahead of the coordinated universal time (UTC), that is, LST = UTC + 6 h, the same below.).

    Serial numberStarting time (LST)Ending time (LST)Lifetime (h)Accumulated precipitation (mm)
    1198007051619800708076415.94
    2198206241719820627056122.42
    3198306261519830629127024.52
    4198506071519850610066416.39
    5198508211419850824106928.87
    6198707081619870711096624.08
    7199108041419910807106917.92
    8199206221719920625147021.85
    9199206251719920628106625.06
    10199607231419960726046317.85
    11201806111820180614126717.82
    Note: For example, 2018061118 refers to 1800 LST 11 June 2018.
    DownLoad: CSV

    Table 2.  Area-time averaged vertical integrals of K, KR, KD, and KRD from the surface up to 450 hPa (units: 103 J m−2).

    Period$ K $$ {K_{\text{R}}} $$ {K_{\text{D}}} $$ {K_{{\text{RD}}}} $
    Development stageMagnitude12.0999.2472.1490.703
    Percentage (%)10076.417.85.8
    Vigorous stageMagnitude15.25811.9902.3760.893
    Percentage (%)10078.615.65.8
    Decay stageMagnitude13.53211.1231.5770.832
    Percentage (%)10082.211.66.1
    Entire lifetimeMagnitude13.63010.7872.0340.809
    Percentage (%)10079.114.95.9
    DownLoad: CSV

    Table 3.  Same as Table 2, but for C(KD, KR) (units: 103 J m−2).

    PeriodC(KD, KR)AfAzBC
    Development stageMagnitude0.5460.3300.0590.1430.014
    Percentage (%)10060.410.826.22.6
    Vigorous stageMagnitude0.7980.4740.10.2010.022
    Percentage (%)10059.412.525.22.8
    Decay stageMagnitude0.5350.3140.0550.150.016
    Percentage (%)10058.710.3283
    Entire lifetimeMagnitude0.6260.3730.0710.1650.017
    Percentage (%)10059.611.326.42.7
    DownLoad: CSV
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Manuscript received: 13 August 2021
Manuscript revised: 15 November 2021
Manuscript accepted: 02 December 2021
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Intensity Evolution of Zonal Shear Line over the Tibetan Plateau in Summer: A Perspective of Divergent and Rotational Kinetic Energies

    Corresponding author: Xiuping YAO, yaoxp@cma.gov.cn
  • 1. State Key Laboratory on Severe Weather, Chinese Academy of Meteorological Sciences, Beijing 100081, China
  • 2. China Meteorological Administration Training Centre, Beijing 100081, China

Abstract: Based on the ERA5 reanalysis datasets during 1980–2019, a total of eleven zonal shear lines (ZSLs) that caused heavy precipitation and lasted more than 60 hours over the Tibetan Plateau in summer are selected for composite analysis. By decomposing the kinetic energy (K) near the ZSL into divergent and rotational kinetic energies (KD and KR) and the kinetic energy of interaction between the divergent wind and the rotational wind (KRD), the influence of the rotational and divergent winds on the evolution of the ZSL intensity is investigated from the perspective of KD and KR. The main results are as follows. The ZSL is a comprehensive reflection of rotation and convergence. The intensity evolution of ZSL is essentially synchronized with those of K, KR, and KRD but lags behind KD by about three hours. The enhancement of K is mainly contributed by KR, which is governed by the conversion from KD to KR. Furthermore, the increase in the conversion from KD to KR is controlled by the geostrophic effect term Af, which is determined by the joint enhancement of the zonal rotational and meridional divergent wind components (uR and vD). Therefore, the joint enhancement of uR and vD controls the increase of the ZSL intensity, leading to increased precipitation.

摘要: 基于1980–2019年的ERA5再分析资料,选取了11个能够引发青藏高原强降水且生命史超过60 小时的夏季青藏高原横切变线(下称切变线)个例进行合成分析。将切变线附近的动能分解为辐散风旋转风动能和旋转风辐散风相互作用动能,从辐散风动能和旋转风动能角度来研究辐散风旋转风对切变线的强度演变的影响。主要结论如下。切变线是旋转和辐合的综合体现。切变线的强度演变和动能、旋转风动能、旋转风辐散风相互作用动能基本同步,但滞后辐散风动能约3小时。动能的增加主要由旋转风动能的增加造成,而旋转风动能的增加则由辐散风动能向旋转风动能的转换造成。此外,辐散风动能向旋转风动能的转换的增加则是受地转效应项控制,而地转效应项的增加则取决于纬向旋转风和经向辐散风分量的共同增加。因此,纬向旋转风和经向辐散风分量的共同增加控制着切变线强度增强,进而导致降水增加。

    • As a plateau with the highest elevation in the world and the largest area in the Northern Hemisphere, the Tibetan Plateau (TP) has an average elevation of more than 4000 m and accounts for one-quarter of China's land area. It has unique weather and climate characteristics that significantly affect the atmospheric circulation, weather, and climate in China, Asia, and globally. Therefore, TP meteorology, which focuses on its dynamic and thermal forcing, was recognized early by researchers and has since become an important research field in weather and climate (Bolin, 1950; Flohn, 1957; Wu et al., 2004).

      Under the unique dynamic and thermal effects of the TP, two types of typical cyclonic circulation systems with low–geopotential-height structures are isolated and named the plateau shear line and the plateau vortex. Both are formed in the near-surface layer over the TP. Research has shown that the occurrence frequency of plateau shear lines and the frequency of shear line-induced precipitation are greater than those of plateau vortexes (The Tibetan Plateau Science Research Group, 1981; He et al., 2009). Furthermore, the plateau shear lines can be categorized into the zonal shear lines with a quasi-east-west orientation and the meridional shear lines with a quasi-south-north orientation. Comparatively, zonal shear lines occur more often and have a longer duration; moreover, they experience greater difficulty to propagating out of the TP and thereby more likely to cause potential disastrous heavy precipitation over the TP (Ye and Gao, 1979; Tao et al., 1984; Zhang et al., 2016; Zhang et al., 2019; Yao et al., 2020). Statistics have shown that during the boreal summer half-year over the TP, more than 50% of zonal shear lines caused heavy precipitation, and about 40% of heavy precipitation days are related to zonal shear lines (Zhang et al., 2016). Therefore, the zonal shear line (ZSL) over the TP in summer is one of the essential factors accounting for the occurrence of disastrous weather over the TP (Note: ZSL mentioned in this research all refers to ZSL over the TP in summer), and the study on the ZSL evolution is of great significance to the forecasting and early-warning of disastrous weather.

      Key to this complex research, it is generally accepted that the evolution of ZSLs is mainly driven by the dynamic and thermal effects of the TP (The Tibetan Plateau Science Research Group, 1981; Ye, 1981; Tao, 1980) and is subject to large-scale circulation systems such as the western Pacific subtropical high (The Tibetan Plateau Science Research Group, 1981), the Iran high (Tang, 2002) and the South Asia high (Shi and He, 2011). Many diagnostic analyses on ZSL evolution have been carried out. The results show that the formation, development, and maintenance of the ZSL are closely associated with the development of various factors, including the large-scale ascending motion at 500 hPa (Yu, 1994), the local vorticity center or vorticity zone (Tu and He, 2010), the generalized moist potential vorticity center (Chen and Li, 2018), the apparent heat source and apparent moisture sink (Zhao and Yao, 2018), etc. In addition, some scholars have obtained significant results from the perspective of kinetic energy for individual cases. For example, the main energy source during the processes of ZSL evolution is the transformation from available potential energy into kinetic energy (Yu and Luo, 1993). The conversion from eddy available potential energy to eddy kinetic energy (Luo and Li, 2019a) and the downscaled energy cascade of kinetic energy caused by the interaction between the background circulation and eddy field are conducive to the formation and development of ZSLs (Luo and Li, 2019b).

      The ZSL is a discontinuous line in the cyclonic rotational wind field in the near-surface layer over the TP (Tao, 1980), featured by mid-tropospheric cyclonic rotation and horizontal wind field convergence. In addition, both the convergence (Fu et al., 2011; Zhou et al., 2014) and the rotation (Zhao et al., 2009; Fu et al., 2013; Li et al., 2019; Jin et al., 2020) of the wind field play essential roles in the development of weather systems. So, what are the respective effects of the divergent and rotational winds on the evolution of ZSLs? Research into this problem will help further promote the understanding of why ZSLs evolve. However, it is difficult to study the ZSL evolution using only the rotational and divergent winds by themselves. It is well known that kinetic energy plays a vital role in the evolution of weather systems and is directly related to the wind field. Therefore, it is helpful to study the problem mentioned above from the perspective of kinetic energy.

      According to the Helmholtz theorem, the horizontal velocity can be uniquely decomposed into the rotational and divergent winds (Hawkins and Rosenthal, 1965), and correspondingly, the kinetic energy can be decomposed, in a similar manner, into its divergent and rotational kinetic energies and the kinetic energy of interaction between the divergent wind and the rotational wind. On this basis, numerous investigations have been conducted on weather systems from the perspective of divergent and rotational kinetic energies, such as tropical cyclones (Ding and Liu, 1986; Yu et al., 1999a, b; Zhao et al., 2009), extratropical cyclones (Pearce, 1974; Chen et al., 1978; Li et al., 2019; Jin et al., 2020), mesoscale convective complexes in North America (Fuelberg and Browning, 1983; Buechler and Fuelberg, 1986), circulation systems during the mei-yu periods (Fu et al., 2013) and the northeast cold vortex (Deng et al., 2012). The results revealed that the enhancement of weather systems is mainly caused by the increase in the rotational kinetic energy in the lower troposphere (Zhao et al., 2009; Fu et al., 2013; Li et al., 2019; Jin et al., 2020). Although the divergent kinetic energy is usually less than 10% of the kinetic energy (Pearce,1974; Ding and Liu, 1986), it is critical to the generation and conversion of kinetic energy (Fuelberg and Browning, 1983; Buechler and Fuelberg, 1986). However, there is no precedent to investigate the ZSL evolution through the perspective of divergent and rotational kinetic energies, although great achievements have been made in studying the evolution of many other weather systems through this theorem.

      Therefore, it is of great significance to study the influence of the rotational and divergent winds on the evolution of the ZSL intensity from the perspective of the rotational and divergent kinetic energies, which provides a new point of view and insight for the in-depth understanding of the ZSL evolution.

      The remainder of this paper is organized as follows. Section 2 introduces the data and methods. Section 3 provides the relationship of the ZSL intensity evolution with the rotational and divergent kinetic energies. Section 4 illustrates the mechanisms for the ZSL intensity evolution. Finally, section 5 presents the main conclusions and final discussion.

    2.   Data and Methods
    • The data adopted in this study includes two datasets (1) the hourly wind dataset with a horizontal resolution of 1°×1° from June to August during 1980–2019 derived from the ERA5 reanalysis dataset and (2) the daily precipitation data (1200 UTC–1200 UTC) over the same period from the daily dataset of basic meteorological elements of China’s National Surface Weather Station (version 3.0) released by the National Meteorological Information Centre of China Meteorological Administration.

    • Based on the wind data from the ERA5 reanalysis dataset at 500 hPa from June to August during 1980–2019, the ZSLs are identified by an objective method with three parameters: the zonal shear of the meridional wind, the relative vorticity, and the zero line of meridional wind (Ma and Yao, 2015; Zhang et al., 2016). The specific criteria are as follows.

      where u is the zonal wind component, y indicates the meridional coordinate, ζ is the vertical component of the relative vorticity. When the three criteria in Eq. (1) are met at each grid point, the line connecting these grids, with a zonal span of more than 5 degrees of longitude, is identified as a ZSL.

      Subsequently, in the high-frequency area of ZSLs (32°–35°N), which is located in a region with an altitude of more than 3000 m over the TP, the ZSLs with a lifetime longer than 24 hours are selected to form a dataset of ZSL cases. Furthermore, based on the daily precipitation data mentioned above, the ZSL case that causes heavy precipitation is defined by following these steps:

      (1) The precipitation averaged at all stations on a certain day near each ZSL case (30°–36°N) in the dataset is defined as the average precipitation of that day (xi, i=1, n. n indicates the total ZSL days in the dataset).

      (2) The average daily precipitation for all cases and their standard deviation are expressed as:

      (3) If the xi in a certain ZSL at any time over the course of its lifetime is one σ greater than $ \bar x $, then this case is defined as a ZSL case that caused heavy precipitation.

      Consequently, 11 typical cases that caused heavy precipitation and have a similar lifetime of more than 60 hours are selected from the above cases (Table 1). The distribution of the lifetime-averaged ZSLs from the 11 cases is shown in Fig. 1a.

      Serial numberStarting time (LST)Ending time (LST)Lifetime (h)Accumulated precipitation (mm)
      1198007051619800708076415.94
      2198206241719820627056122.42
      3198306261519830629127024.52
      4198506071519850610066416.39
      5198508211419850824106928.87
      6198707081619870711096624.08
      7199108041419910807106917.92
      8199206221719920625147021.85
      9199206251719920628106625.06
      10199607231419960726046317.85
      11201806111820180614126717.82
      Note: For example, 2018061118 refers to 1800 LST 11 June 2018.

      Table 1.  Elevent typical cases of zonal shear lines (ZSLs) over the Tibetan Plateau (TP) in summer (Note: ZSL mentioned in this research all refers to ZSL over the TP in summer. The avereage precipitation at all stations of each ZSL process near each ZSL case (30°–36°N) is defined as the accumulated precipitation. The LST represents the local solar time, which is six hours ahead of the coordinated universal time (UTC), that is, LST = UTC + 6 h, the same below.).

      Figure 1.  (a) The distribution of 11 typical cases of lifetime-averaged ZSLs at 500 hPa (color contours), (b) The synthetic precipitation near the ZSL during its whole lifetime, the three stages, namely 1800 LST 1st–1800 LST 2nd, 1800 LST 2nd –1800 LST 3rd, and 1800 LST 3rd –1800 LST 4th (units: mm d–1). The solid gray line outlines the region with an altitude of 3000 m, which indicates the major body of the TP (the same below).

      Finally, the arithmetic average method is performed on each physical quantity of all typical cases at individual moments, with the intent of obtaining a composite ZSL for subsequent diagnostic analysis. The composite ZSL has a lifetime of 72 hours (1300 LST 1st–1200 LST 4th, short for 1300 LST on the 1st day to 1200 LST on the 4th day, the same below). Here, the LST represents the local solar time, six hours ahead of the coordinated universal time (UTC), LST = UTC + 6 h. It is important to note that the ZSL mentioned in the section below all refer to the composite ZSL from the 11 typical cases.

      Given that the starting time of the ZSL is close to the starting time of the 24-hour accumulated precipitation, the precipitation near the ZSL during its whole lifetime is represented by the precipitation of the three stages, namely 1800 LST 1st–1800 LST 2nd, 1800 LST 2nd –1800 LST 3rd, and 1800 LST 3rd –1800 LST 4th (Fig. 1b).

    • The arithmetic average method is performed on the ZSL over the course of its lifetime. Considering the high-frequency region for the ZSL’s occurrence (Zhang et al., 2016) and the large-value region of the ζ (greater than 2 × 10−5 s−1), the region of 32°–35°N, 81°–99°E is selected as the study area, as shown in the red dashed box in Fig. 2a. The ZSL represents a unique weather system in the boundary layer over the TP, generally referring to a 500-hPa convergence line with opposite wind directions at more than three stations (The Tibetan Plateau Science Research Group, 1981). Therefore, the ZSL intensity is expressed by the regional-averaged ζ in the study area at 500 hPa. According to the ZSL intensity evolution (Fig. 4), the evolutionary processes are divided into the development stage (1300 LST 1st–1200 LST 2nd), the vigorous stage (1300 LST 2nd –1200 LST 3rd), and the decay stage (1300 LST 3rd –1200 LST 4th). The mean values of the physical quantities at each stage represent the environment of the ZSL evolution at each stage. There is an enhancement of the ZSL from the development stage to the vigorous stage and a weakening from the vigorous stage to the decay stage. The evolution of ZSL intensity is essentially synchronized with that of precipitation related to the ZSL (Fig. 1b). Note that the thermal effects of the TP exhibit significant diurnal variations, but this is not the focus of this study. To remove the influence of the diurnal variation on the ZSL evolution, the same start and end times are set for each stage to maintain consistency regarding the effect of diurnal variations.

      Figure 2.  (a) 500-hPa wind field (V) (black wind vectors; units: m s−1) and the vertical component of the relative vorticity ( ζ ) (>0, shading; units: 10−5 s−1), (b) 500-hPa rotational wind (VR) and its specific value (black wind vectors and shading; units: m s−1) and (c) 500-hPa convergent wind (VR) and its specific value (black wind vectors and shading; units: m s−1) averaged in the whole lifetime of the ZSL. The black dashed box represents the study area (32°–35°N, 81°–99°E), and the black thick solid line denotes the lifetime-averaged ZSL (the same below).

    • Based on the hourly wind dataset mentioned above, an iterative method (Endlich, 1967) with high computational efficiency and high accuracy is used to decompose the original horizontal wind (V) into the rotational wind (VR) and the divergent wind (VR):

      The bias for the divergence at each grid is less than or equal to 1 × 10−8 s−1 during the iterative process, which is less than or equal to 0.1% of the maximum divergence of the original horizontal wind field. The formulas for divergent and rotational kinetic energies are as follows.

      The kinetic energy per unit mass is expressed as:

      where

      The kinetic energy of an atmospheric volume in isobaric coordinates (A is the horizontal computational area) is given by:

      where

      K is the kinetic energy in a limited area (hereafter referred to as kinetic energy), KR is the rotational kinetic energy, KD the divergent kinetic energy, and KRD is the kinetic energy of the interaction between the divergent wind and the rotational wind. Note that the sign of KRD depends on the divergent and rotational wind directions.

      The equation for rotational kinetic energy (Buechler and Fuelberg, 1986) is expressed as follows.

      Here, uR and uD are the zonal rotational and divergent wind components, vR and vD are the meridional rotational and divergent wind components, ω is the vertical velocity (Pa s–1), f is the Coriolis parameter, φ is the geopotential, and F is the frictional force.

      For Eq. (8), the sum of Af, Az, B, and C is hereafter denoted as C(KD, KR). Therefore, Eq. (8) can be simplified as DKR = IR + C(KD, KR) + GR + HFR + FR. The term on the left-hand side, DKR, is the change term of KR and denotes the local change of KR. The term IR is the change of KR caused by the nonlinear interaction between the rotational wind and divergent wind. The term C(KD, KR) is a conversion term between KD and KR, including four terms of Af, Az, B, and C, a C(KD, KR) greater than zero indicates a conversion from KD to KR. The term Af is the geostrophic effect term. Both terms Af and Az are affected by relative orientations and magnitudes of VR and VD. Term B describes the vertical exchange of KR, while term C is related to the configuration of VD with VD and the vertical distribution of VD. Term GR is the generation term for KR, indicating the conversion between KR and the available potential energy due to the cross-contour flow of VR. The term HFR denotes the horizontal flux divergence of K by VR. The term FR represents friction and is related to the rotational wind, denoting frictional processes and the energy transfer between resolvable and unresolvable scales of motion. As it is calculated as the residual, possible errors from other terms are also included in Eq. (8).

    3.   Relationship of the ZSL intensity evolution with the divergent and rotational kinetic energies
    • Previous studies have revealed that the ZSL is mainly located below 400 hPa (Tao, 1984), indicating a relatively shallow system. Therefore, this study mainly targets levels below 400 hPa.

    • Figures 2b-c illustrate that V at 500 hPa is well-decomposed into VR and VD. The magnitude and distribution of VR are similar to those of V, while the magnitude of VD is obviously smaller than that of V (Fig. 2a). Moreover, the wind speeds of VR and VD tend to be small near the ZSL but are larger on the north and south sides, in the vicinity of ZSL, especially on the south side. A cyclonic circulation of VR and the convergence of VD appears near the ZSL. In addition, the circulation center of VR is located on the ZSL, but the strongest convergence appears on the south side of the ZSL.

      In summary, there are cyclonic VR and convergent VD near the ZSL, and the magnitude of VR is larger than that of VD.

    • Figure 3 shows that during the entire lifetime of the ZSL at 500 hPa, K, KR, KD, the absolute value of KRD are smaller near the ZSL but larger on its north and south sides, especially in the southeast quadrant of the ZSL. The distribution characteristics of these physical quantities depend on the distribution of the horizontal wind field, as shown in Fig. 2. Specifically, there is a dense zone of K contours in the southeast quadrant of the study area at the development stage, and the maximum K reaches 25 J m−2 at this stage (Fig. 3a). In the vigorous stage (Fig. 3b), K increases throughout the entire study area, and the maximum value increases to 35 J m−2. In addition, the increase in the gradient of K in the southeast quadrant of the study area is especially significant. Figure 3c shows that K decreases throughout the entire study area in the decay stage, noting that the gradient of K in the southeast quadrant decreases significantly, with the maximum K dropping down to 30 J m−2. The change of gradient of K near the ZSL is basically consistent with the ZSL intensity evolution, which agrees with the results in Luo and Li (2019a). The evolution of KR (Figs. 3a1c1) and KD (Figs. 3a2–c2) near the ZSL are similar to that of K but numerically smaller. The KRD shows uneven distributions (Figs. 3a3c3), with positive (negative) values in the western (eastern) part of the study area, but its absolute values also increase (decrease) with the development (decay) of the ZSL. The evolution trend of the kinetic energy and its components in the vertical direction is similar to that in the horizontal direction (figure omitted).

      Figure 3.  (a–c) The kinetic energy (K), (d–f) the rotational kinetic energy (KR), (g–i) the divergent kinetic energy (${K_{\text{D}}}$), and (j–l) the kinetic energy for the interaction between the divergent wind and the rotational wind (KRD) at 500 hPa (contours, units: J m−2) averaged at different stages of the ZSL. (a, d, g, j) denote the development stage, (b, e, h, k) the vigorous stage, and (c, f, i, l) the decay stage.

    • The above analysis is based on the mean ZSL averaged at each stage, through which how much time the response of K and its components (KR, KD, KRD) to the evolution of the ZSL intensity takes cannot be determined. As mentioned above, the 500 hPa relative vorticity ζ represents the ZSL intensity. Therefore, the following section compares the regional-averaged hourly K, KR, KD, and KRD with ζ at 500 hPa to investigate the response relationship of K, KR, KD, and KRD with the evolution of the ZSL intensity.

      As revealed by Deng et al. (2012), Fig. 4 also shows that the variations of K, KR, and ζ are generally synchronous, all with three obvious peaks. The peak values of K, KR, and $\zeta $ in the three stages generally appear at 0000 LST of each day, with the maximums occurring at the vigorous stage, followed by the development stage. The minimums occur in the decay stage. The divergent kinetic energy KD also exhibits three peaks simultaneous to when ζ has the most significant positive change at each stage of the ZSL evolution, i.e., when the ZSL develops most rapidly at each stage. The peak value of KD is largest in the development stage, slightly smaller in the vigorous stage, and rapidly decreases in the decay stage. Note that the variation of KD occurs roughly three hours earlier than that of ζ. One possible reason why the kinetic energy of divergent wind increases earlier than that of rotational wind is that the upper-level divergence and the low-level convergence produce ascending motion, precipitation, and consequent latent heat release, which leads to strengthened rotation. The reason for the three-hour delay may be attributed to the accuracy of the ERA5 reanalysis dataset. In addition, the evolution of KRD is essentially consistent with that of ζ. However, due to the opposite signs of KRD in the eastern and western parts of the ZSL (figure omitted), the hourly evolutionary characteristics of the regional-averaged KRD are weaker than those of K, KR, and KD, as shown in Fig. 4.

      In summary, the evolution of the ZSL intensity is related to K, KR, KD, and KRD. The ZSL intensity enhances (weakens) when K, KR, KD, and the absolute value of KRD increase (decrease), which leads to increased (decreased) precipitation. Particularly, the evolution of K and KR are basically synchronous with the ZSL intensity, and the variation of KD is about three hours earlier than that of the ZSL intensity.

    4.   Evolutionary mechanisms of the ZSL intensity
    • It can be seen from the above analysis that the evolution of K and KR are basically synchronous with the ZSL intensity, and the variations in KD occur about three hours earlier than that of the ZSL intensity. Therefore, it is reasonable to explore the evolution mechanism of the ZSL intensity by discussing the evolution of K and its components.

    • The preliminary analysis of the effects of VD and VR on K will be discussed through the relative contributions of KR, KD, and KRD to K,

      Table 2 reveals that K, KR, KD, and KRD increase (decrease) with the development (decay) of the ZSL, which agrees with previous conclusions. For the entire lifetime-averaged ZSL, K reaches 13.6 ×103 J m−2, where KR makes the largest contribution, accounting for 79.1%, followed by KD (14.9%) and the smallest by KRD (only 5.9%). Noting that although the relative contributions of KR, KD, and KRD to K vary during different stages of the ZSL evolution, KR always contributes the most (above 76%) at each stage, followed by KD (more than 11%) and the smallest by KRD (about 6%).

      Figure 4.  Evolution of ζ (solid red lines; units: 10−5 s−1), K (black hollow lines; units: J m−2), KR (hollow blue lines; units: J m−2), KD (hollow purple lines; units: J m−2) and KRD (hollow green line; units: J m−2) averaged in the study area near the ZSL at 500 hPa. The black coordinate axis is for K, the purple coordinate axis for KD, the blue coordinate axis for KR, the green coordinate axis for KRD, and the red coordinate axis for ζ.

      Period$ K $$ {K_{\text{R}}} $$ {K_{\text{D}}} $$ {K_{{\text{RD}}}} $
      Development stageMagnitude12.0999.2472.1490.703
      Percentage (%)10076.417.85.8
      Vigorous stageMagnitude15.25811.9902.3760.893
      Percentage (%)10078.615.65.8
      Decay stageMagnitude13.53211.1231.5770.832
      Percentage (%)10082.211.66.1
      Entire lifetimeMagnitude13.63010.7872.0340.809
      Percentage (%)10079.114.95.9

      Table 2.  Area-time averaged vertical integrals of K, KR, KD, and KRD from the surface up to 450 hPa (units: 103 J m−2).

      During the evolutionary processes of K, KR is much larger than KD and KRD, and it contributes the most to K, accounting for about 79%, followed by KD (about 15%) and the smallest by KRD (only about 6%). Therefore, KR plays a leading role in the evolutionary process of K, while the effects of KD and KRD are rather small.

    • The rotational kinetic energy KR, which contributes the most to K, is far greater than KD and KRD. Besides, the intensity evolution trend of K and KR at 500 hPa is consistent with its evolution in the layer near the ZSL. Hence, the source of KR at 500 hPa is investigated to reveal factors that trigger the evolution of K, with the intent of exploring the evolutionary mechanism of the ZSL intensity.

    • At 500 hPa, the term DKR in the development stage is only positive in the eastern part of the study area (Figs. 5ac), and this positive-value area generally extends to the entire study area in the vigorous stage. In contrast, the entire study area is basically dominated by negative values in the decay stage. This indicates that the term KR increases (decreases) with the strengthening (weakening) of the ZSL intensity, consistent with the results discussed above. In Figs. 5a1c1, the term GR is negative as the work done by the pressure gradient force consumes KR at 500 hPa around 85°–90°E near the ZSL (figure omitted). While in the eastern and western parts near the ZSL, the pressure gradient force does positive work to produce KR (figure omitted), which induces positive GR (Figs. 5a1c1). For the term HFR, the southward VR on the south side of the ZSL transports K to the vicinity of the ZSL (Figs. 2ac and Figs. 4ac), mainly causing positive HFR near the ZSL (Figs. 5a3a3). However, on the north side of the ZSL, the term HFR presents an alternative distribution of positive and negative values along the latitudinal direction. Furthermore, the values of GR and HFR basically increase (decrease) with the enhancement (decay) of the ZSL intensity. Therefore, from the development stage to the vigorous stage of the ZSL, the term GR in the eastern and western parts of the ZSL and the term HFR in most areas near the ZSL are conducive to the increase of KR, especially the KR to the south of the ZSL. However, the terms GR and HFR in the abovementioned regions remain positive from the vigorous stage to the decay stage, which is not favorable for the decrease of KR.

      Figure 5.  Same as Fig. 3, but for (a–c) the local change of KR (DKR), (d–f) the generation term of KR (GR), and (g–i) the horizontal flux divergence of K by VR (HFR) (contours; units: 10−4 W m−2 Pa−1).

    • Figure 6 shows that the term C(KD, KR) is positive throughout the whole lifetime of the ZSL, with a similar horizontal distribution to those of K, KR, and KD at 500 hPa. In addition, the values of C(KD, KR) are significantly larger than those of GR and HFR (Fig. 5), basically above 4 × 10−4 W m−2 Pa−1. This indicates a conversion from KD to KR throughout the whole lifetime of the ZSL, and the influence of C(KD, KR) is more significant than those of GR and HFR on KR. At the development and vigorous stages, the term C(KD, KR) near the ZSL is positive and increases with the development of the ZSL (same as Table 3), indicating that the term C(KD, KR) is favorable for the increase of KR. However, the term C(KD, KR) is still positive at the decay stage but smaller than that at the vigorous stage. In addition, the values of IR are relatively small (figure omitted). Combined with the distributions of GR and HFR (Fig. 5), it can be concluded that the decrease of KR is mainly caused by FR (figure omitted).

      Figure 6.  Same as Fig. 3, but for conversion term between KD and KR (C(KD, KR)) (contours; units: 10 −4 W m−2 Pa−1).

      PeriodC(KD, KR)AfAzBC
      Development stageMagnitude0.5460.3300.0590.1430.014
      Percentage (%)10060.410.826.22.6
      Vigorous stageMagnitude0.7980.4740.10.2010.022
      Percentage (%)10059.412.525.22.8
      Decay stageMagnitude0.5350.3140.0550.150.016
      Percentage (%)10058.710.3283
      Entire lifetimeMagnitude0.6260.3730.0710.1650.017
      Percentage (%)10059.611.326.42.7

      Table 3.  Same as Table 2, but for C(KD, KR) (units: 103 J m−2).

      As shown in Table 3, during the evolution process of the ZSL, the four terms in C(KD, KR) are all positive, and the geostrophic effect term Af always contributes the most to C(KD, KR). For the lifetime-averaged ZSL, the contribution rate of Af to C(KD, KR) reaches 59.6%, followed by B (26.4%), while the contributions of Az and C are relatively smaller, being 11.3% and 2.7%, respectively. In addition, the four terms Af, Az, B, and C also increase (decrease) with the strengthening (weakening) of the ZSL intensity. Therefore, the geostrophic effect term Af among the four terms in C(KD, KR) affects KR the most.

    • The following discussion will shed light on how Af works. The Coriolis parameter f does not change with time, so the evolution of Af is determined by the members in the term $ - {\text{ }}({v_{\text{R}}}{u_{\text{D}}} - {\text{ }}{u_{\text{R}}}{v_{\text{D}}}) $. It follows:

      where t is time, note that $ {u_{\text{R}}}{v_{\text{D}}} $ and $ - {\text{ }}{v_{\text{R}}}{u_{\text{D}}} $ have different effects on Af, as shown below.

      It can be seen from Fig. 7 that the values of $ {u_{\text{R}}}{v_{\text{D}}} $ (Figs. 7a1c1) and $ - {\text{ }}{v_{\text{R}}}{u_{\text{D}}} $ (Figs. 7a2c2) are basically positive near the ZSL, and the values of $ {u_{\text{R}}}{v_{\text{D}}} $ are greater than those of $ - {\text{ }}{v_{\text{R}}}{u_{\text{D}}} $ during the entire lifetime of the ZSL. In the development stage (Fig. 7a1), there is a dense zone of the $ {u_{\text{R}}}{v_{\text{D}}} $ values to the south of the study area, and the maximum $ {u_{\text{R}}}{v_{\text{D}}} $ reaches 10 m2 s–2. In the vigorous stage, the values of $ {u_{\text{R}}}{v_{\text{D}}} $ (Fig. 7b1) increase rapidly, with the maximum $ {u_{\text{R}}}{v_{\text{D}}} $ reaching 20 m2 s–2. There is also a significant reduction of $ {u_{\text{R}}}{v_{\text{D}}} $ from the vigorous stage to the decay stage, whose magnitude is less than the observed increase from the development stage to the vigorous stage (Figs. 7b1c1). For the values of $ - {\text{ }}{v_{\text{R}}}{u_{\text{D}}} $, there is no obvious change from the development stage to the decay stage (Figs. 7a2c2). Thus, the evolution of Af is essentially governed by the values of $ {u_{\text{R}}}{v_{\text{D}}} $.

      Figure 7.  (a1–c1) Same as Fig. 3, but for (a1–c1). The values of times zonal rotational wind component times meridional divergent wind component ($ {u_{\text{R}}}{v_{\text{D}}} $) and (a2–b2) the opposite values of zonal divergent wind component times meridional rotational wind component ($ - {v_{\text{R}}}{u_{\text{D}}} $) are shown (contours; units: m2 s–2).

      Furthermore, the values of both $ {u_{\text{R}}} $ and $ {v_{\text{D}}} $ change with the ZSL intensity evolution. Specifically, both of them increase (decrease) with the developing (decay) of the ZSL intensity (figure omitted). Therefore, the evolution of Af is caused by the joint actions of $ {u_{\text{R}}} $ and $ {v_{\text{D}}} $.

      The mechanism of shear line evolution is summarized as follows. In the vicinity of the ZSL, the terms of C(KD, KR) near the ZSL, GR in the eastern and western parts, and HFR in most areas are all favorable factors for increasing KR. Specifically, the term C(KD, KR) is far larger than GR and HFR and thus represents the dominant factor for increasing KR, while the decrease of KR is mainly caused by FR. The plausible reason for this is that energy transfer between resolvable and unresolvable scales of motion is possible because of the multi-scale ZSL in this study and that the friction near the ground is considerable because of the complex topography of the TP. Furthermore, the most important part of the conversion term is the geostrophic effect term Af, and the joint action of $ {u_{\text{R}}} $ and $ {v_{\text{D}}} $ determines the evolution of Af.

    5.   Conclusions and discussion
    • By using the ERA5 reanalysis dataset and the daily precipitation data from the daily meteorological dataset of basic meteorological elements of China National Surface Weather Station (version 3.0) from June to August during 1980–2019, 11 cases of ZSLs that cause heavy precipitation and have a lifetime of more than 60 hours in a high-frequency region for ZSL occurrence (32°–35°N) are selected for composite analysis. By decomposing K into the terms of KD, KR, and KRD, the relationship of KD, KR, and KRD with the evolution of the ZSL intensity is investigated. In addition, the evolution mechanisms of the ZSL intensity are also preliminarily explored from the perspective of KD and KR. The main conclusions are as follows.

      (1) There are cyclonic VR and convergent VD near the ZSL, and the magnitude of VR is generally larger than that of VD.

      (2) The ZSL intensity evolution is basically synchronous with that of K, KR., and KRD but lags behind that of KD by about three hours. Therefore, the precipitation caused by ZSLs could be predicted by monitoring the evolution of KD.

      (3) During the processes of the ZSL intensity evolution, KR contributes the most to K, accounting for about 79%, while the effects of KD and KRD to K are rather small.

      (4) The rotational kinetic energy budget shows that the increase in KR is governed by the conversion from KD to KR. Furthermore, the most important part of the conversion term is the geostrophic effect term Af, and the evolution of Af is determined by the joint action of the zonal rotational and meridional divergent wind components. Therefore, the enhancement of the ZSL intensity is mainly controlled by the joint increase of the zonal rotational and meridional divergent wind components. In contrast, the attenuation of the ZSL intensity is primarily attributed to friction and transfers of energy between resolvable and unresolvable scales of motion.

      In this research, from a large sample of ZSLs over the TP during a long summertime period, 11 typical cases of ZSLs that cause heavy precipitation and maintain for a long time are systematically selected for composite analysis, aiming to overcome the limitations in analysis with individual case and thus get more representative results. From the perspective of the divergent and rotational kinetic energies (KD and KR), the relationship of KD and KR with the evolution of the ZSL intensity is obtained, which further improves the understanding of the ZSL evolution. In addition, during the evolutionary process of ZSLs, the source of KD and the kinetic energy balance between KR and KD require further study. It should be noted that the results in this study are based on the composite analysis of 11 cases of ZSLs of a specific type, and the evolutionary mechanisms of other types of zonal shear lines over the TP need to be further explored.

      Acknowledgements. The authors thank Jiali MA and Qiaohua LIU for their help with this study. This work was supported by the Key Program of the National Science Foundation of China (Grant No. 42030611), the Second Tibetan Plateau Scientific Expedition and Research (STEP) program (Grant No. 2019QZKK0105), the Integration Project of Major Research Program of the National Natural Science Foundation of China (Grant No. 91937301), the General Program of the National Science Foundation of China (Grant No. 42175008).

      Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.

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