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多要素多算法集成的两湖地区冬季降水相态判识方法研究

A Multi-Factor, Multi-Algorithm Ensemble Method for Winter Precipitation Phase Discrimination in Hunan and Hubei Provinces

  • 摘要: 本文基于2000~2019年ERA5再分析资料以及中国地面基本气象观测资料,统计分析了两湖地区复杂地形下各类降水相态时空分布特征,并优选物理因子,分别构建基于数据重采样技术的轻量级梯度提升树模型(ADASYN-LGBM和Hybrid-LGBM),以及引入焦点损失函数的全连接神经网络模型(FocalLoss-MLP),最终采取软投票策略集成单一模型(Ensemble),以提升在极端不平衡数据条件下对冬季降水相态的分类精度与鲁棒性。结果表明:两湖地区冬季降水相态频次空间分布特征与地形、环流与气候背景相关,其中受南岭地形阻挡和冷暖空气交汇影响,湖南冻雨频次显著高于湖北;昼夜时段对不同降水相态的分布也具有一定影响。特征重要性分析指出2 m温度、0°C层高度以及厚度因子在模型判识过程中起到了主导作用,昼夜二分类因子、纬度作为辅助变量仍有一定贡献。四种模型均指示对主导类别雨的判识效果最优,雪、冻雨和雨夹雪次之,可见模型性能高度依赖样本数量。尤其对于雨夹雪(样本占比2.2%)这一类别测试集威胁评分仅为8%~18%,这与雨雪相态过渡阶段,气象特征重叠、边界模糊有关。其中Ensemble模型能弥补单一模型对某类别降水相态判识较弱的缺点,进一步提升整体识别精度,并通过典型个例验证了该模型在雨雪分界线的精细刻画及冻雨的准确判识方面的良好表现。

     

    Abstract: Utilizing ERA5 reanalysis data and surface meteorological observations from China for the period 2000–2019, this study examines the spatiotemporal distribution characteristics of winter precipitation phases across the complex terrain of Hunan and Hubei provinces. After optimizing key physical factors, several machine learning models were developed, including two lightweight gradient-boosting machine models with data resampling techniques (ADASYN-LGBM and Hybrid-LGBM) and a fully connected multilayer perceptron incorporating the Focal Loss function (FocalLoss-MLP). These individual models were then integrated into an ensemble classifier (Ensemble) using a soft-voting strategy to enhance classification accuracy and robustness under severe class imbalance. The results reveal that the spatial distribution of winter precipitation phases in Hunan and Hubei is strongly influenced by local topography, atmospheric circulation patterns, and regional climate conditions. Notably, the frequency of freezing rain in Hunan is significantly higher than in Hubei, primarily due to topographical blocking by the Nanling Mountains and the frequent confluence of cold and warm air masses. Diurnal variations also influence the distribution of precipitation phases. Feature importance analysis indicates that 2 m temperature, 0°C layer height, and atmospheric thickness are dominant factors in model discrimination, while the diurnal binary factor and latitude contribute substantially as auxiliary variables. All four models achieved the best discrimination performance for the dominant rain category, followed by snow, freezing rain, and sleet, suggesting that model performance is highly dependent on sample size. However, for sleet, which accounted for only 2.2% of the samples, the test set threat score values ranged from 8% to 18%. This relatively low performance is linked to the overlapping meteorological characteristics and blurred boundaries during the rain–snow phase transition. Specifically, the Ensemble model compensates for the limitations of single models in identifying specific precipitation phases, thereby further improving overall identification accuracy. Typical case studies confirm its superior performance in finely characterizing the rain–snow boundary and accurately identifying freezing rain.

     

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